| CS20170821000104 |
Baillie Gifford & Co |
Long |
0.02 |
9.01 |
2017-08-17 |
4 |
| CS20170811000107 |
Baillie Gifford & Co |
Long |
-0.01 |
8.99 |
2017-08-09 |
2 |
| CS20170809000039 |
Baillie Gifford & Co |
Long |
0.01 |
9.0 |
2017-08-07 |
2 |
| CS20170808000088 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.11 |
2017-08-03 |
5 |
| CS20170808000088 |
JPMorgan Chase & Co. |
Long |
0.01 |
6.0 |
2017-08-03 |
5 |
| CS20170808000088 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.52 |
2017-08-03 |
5 |
| CS20170728000112 |
Baillie Gifford & Co |
Long |
-0.01 |
8.99 |
2017-07-26 |
2 |
| CS20170726000067 |
Baillie Gifford & Co |
Long |
0.01 |
9.0 |
2017-07-24 |
2 |
| CS20170725000103 |
Baillie Gifford & Co |
Long |
-0.04 |
8.99 |
2017-07-20 |
4 |
| CS20170705000140 |
Baillie Gifford & Co |
Long |
0.01 |
9.0 |
2017-06-30 |
5 |
| CS20170702000016 |
Baillie Gifford & Co |
Long |
-0.01 |
8.99 |
2017-06-28 |
2 |
| CS20170630000034 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.11 |
2017-06-27 |
3 |
| CS20170630000034 |
JPMorgan Chase & Co. |
Long |
-0.01 |
5.99 |
2017-06-27 |
3 |
| CS20170630000034 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.52 |
2017-06-27 |
3 |
| CS20170627000072 |
Baillie Gifford & Co |
Long |
0.01 |
9.0 |
2017-06-22 |
4 |
| CS20170623000087 |
Baillie Gifford & Co |
Long |
-0.01 |
8.99 |
2017-06-20 |
2 |
| CS20170619000094 |
JPMorgan Chase & Co. |
Short |
0.11 |
0.19 |
2017-06-14 |
5 |
| CS20170619000094 |
JPMorgan Chase & Co. |
Long |
0.11 |
6.07 |
2017-06-14 |
5 |
| CS20170619000094 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.52 |
2017-06-14 |
5 |
| CS20170614000140 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.08 |
2017-06-09 |
5 |
| CS20170614000140 |
JPMorgan Chase & Co. |
Lending Pool |
-0.15 |
2.52 |
2017-06-09 |
5 |
| CS20170614000140 |
JPMorgan Chase & Co. |
Long |
-0.15 |
5.94 |
2017-06-09 |
5 |
| CS20170613000067 |
Baillie Gifford & Co |
Long |
0.01 |
9.0 |
2017-06-09 |
4 |
| CS20161229000182 |
JPMorgan Chase & Co. |
Long |
-0.23 |
6.95 |
2016-12-23 |
6 |
| CS20161229000182 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.01 |
2016-12-23 |
6 |
| CS20161229000182 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.55 |
2016-12-23 |
6 |
| IS20161223000331 |
Chen, Fashu 陳發樹 |
Long |
-1.33 |
3.89 |
2016-12-21 |
1 |
| CS20161123000239 |
JPMorgan Chase & Co. |
Long |
-0.11 |
7.91 |
2016-11-21 |
2 |
| CS20161123000239 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.68 |
2016-11-21 |
2 |
| CS20161123000239 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-11-21 |
2 |
| CS20160908000145 |
JPMorgan Chase & Co. |
Long |
-0.23 |
8.92 |
2016-09-06 |
2 |
| CS20160908000145 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-09-06 |
2 |
| CS20160908000145 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
3.06 |
2016-09-06 |
2 |
| CS20160906000007 |
Baillie Gifford & Co |
Long |
0.1 |
8.04 |
2016-08-31 |
5 |
| CS20160817000120 |
JPMorgan Chase & Co. |
Lending Pool |
-1.58 |
3.4 |
2016-08-12 |
5 |
| CS20160817000120 |
JPMorgan Chase & Co. |
Long |
-1.58 |
9.34 |
2016-08-12 |
5 |
| CS20160817000120 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-08-12 |
5 |
| CS20160815000192 |
JPMorgan Chase & Co. |
Lending Pool |
-0.84 |
4.99 |
2016-08-10 |
5 |
| CS20160815000192 |
JPMorgan Chase & Co. |
Long |
-0.86 |
10.89 |
2016-08-10 |
5 |
| CS20160815000192 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-08-10 |
5 |
| IS20160811000067 |
Dewar, Lynn |
Long |
-6.59 |
0.0 |
2016-08-08 |
3 |
| IS20160811000066 |
Plowden, Charles |
Long |
-6.59 |
0.0 |
2016-08-08 |
3 |
| IS20160811000065 |
Tait, Anthony |
Long |
-6.59 |
0.0 |
2016-08-08 |
3 |
| IS20160811000064 |
Frankin, Angus |
Long |
-6.59 |
0.0 |
2016-08-08 |
3 |
| IS20160811000063 |
Telfer, Andrew |
Long |
-6.59 |
0.0 |
2016-08-08 |
3 |
| IS20160811000062 |
Warden, Alison |
Long |
-6.59 |
0.0 |
2016-08-08 |
3 |
| CS20160811000061 |
Baillie Gifford & Co |
Long |
1.25 |
7.84 |
2016-08-08 |
3 |
| IS20160520000092 |
Chen, Fashu 陳發樹 |
Long |
-0.45 |
5.56 |
2016-05-18 |
2 |
| CS20160519000330 |
JPMorgan Chase & Co. |
Long |
-0.09 |
11.97 |
2016-05-17 |
2 |
| CS20160519000330 |
JPMorgan Chase & Co. |
Lending Pool |
-0.1 |
6.15 |
2016-05-17 |
2 |
| CS20160519000330 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-05-17 |
2 |
| CS20160304000058 |
JPMorgan Chase & Co. |
Long |
0.01 |
12.0 |
2016-03-02 |
2 |
| CS20160304000058 |
JPMorgan Chase & Co. |
Lending Pool |
-0.01 |
6.42 |
2016-03-02 |
2 |
| CS20160304000058 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-03-02 |
2 |
| CS20160303000071 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-02-29 |
3 |
| CS20160303000071 |
JPMorgan Chase & Co. |
Long |
-0.09 |
11.91 |
2016-02-29 |
3 |
| CS20160303000071 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
6.43 |
2016-02-29 |
3 |
| CS20160219000097 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-02-15 |
4 |
| CS20160219000097 |
JPMorgan Chase & Co. |
Lending Pool |
3.15 |
6.46 |
2016-02-15 |
4 |
| CS20160219000097 |
JPMorgan Chase & Co. |
Long |
3.15 |
12.03 |
2016-02-15 |
4 |
| CS20160108000197 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-01-06 |
2 |
| CS20160108000197 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
3.46 |
2016-01-06 |
2 |
| CS20160108000197 |
JPMorgan Chase & Co. |
Long |
-0.02 |
8.98 |
2016-01-06 |
2 |
| CS20160107000199 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.0 |
2016-01-05 |
2 |
| CS20160107000199 |
JPMorgan Chase & Co. |
Long |
0.03 |
9.0 |
2016-01-05 |
2 |
| CS20160107000199 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
3.46 |
2016-01-05 |
2 |
| CS20151202000212 |
JPMorgan Chase & Co. |
Long |
-0.12 |
8.93 |
2015-11-30 |
2 |
| CS20151202000212 |
JPMorgan Chase & Co. |
Lending Pool |
-0.13 |
3.36 |
2015-11-30 |
2 |
| CS20151202000212 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.01 |
2015-11-30 |
2 |
| CS20151130000062 |
Baillie Gifford & Co |
Long |
0.06 |
6.02 |
2015-11-25 |
5 |
| CS20151126000139 |
JPMorgan Chase & Co. |
Long |
0.06 |
9.05 |
2015-11-24 |
2 |
| CS20151126000139 |
JPMorgan Chase & Co. |
Short |
0.01 |
0.02 |
2015-11-24 |
2 |
| CS20151126000139 |
JPMorgan Chase & Co. |
Lending Pool |
-0.01 |
3.47 |
2015-11-24 |
2 |
| CS20151123000093 |
JPMorgan Chase & Co. |
Long |
-0.05 |
8.97 |
2015-11-19 |
4 |
| CS20151123000093 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.01 |
2015-11-19 |
4 |
| CS20151123000093 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
3.48 |
2015-11-19 |
4 |
| CS20151103000278 |
JPMorgan Chase & Co. |
Lending Pool |
0.06 |
3.3 |
2015-10-30 |
4 |
| CS20151103000278 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.1 |
2015-10-30 |
4 |
| CS20151103000278 |
JPMorgan Chase & Co. |
Long |
0.04 |
9.01 |
2015-10-30 |
4 |
| IS20150910000099 |
Chen, Fashu 陳發樹 |
Long |
-0.4 |
6.6 |
2015-09-07 |
2 |
| IS20150803000059 |
Telfer, Andrew |
Long |
0.03 |
5.01 |
2015-07-29 |
5 |
| IS20150803000057 |
Tait, Anthony |
Long |
0.03 |
5.01 |
2015-07-29 |
5 |
| IS20150803000054 |
Plowden, Charles |
Long |
0.03 |
5.01 |
2015-07-29 |
5 |
| IS20150803000051 |
Dewar, Lynn |
Long |
0.03 |
5.01 |
2015-07-29 |
5 |
| IS20150803000048 |
Franklin, Angus |
Long |
0.03 |
5.01 |
2015-07-29 |
5 |
| IS20150803000045 |
Warden, Alison |
Long |
0.03 |
5.01 |
2015-07-29 |
5 |
| CS20150803000042 |
Baillie Gifford & Co |
Long |
0.03 |
5.01 |
2015-07-29 |
5 |
| CS20150612000213 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.01 |
2015-06-10 |
2 |
| CS20150612000213 |
JPMorgan Chase & Co. |
Long |
0.01 |
8.0 |
2015-06-10 |
2 |
| CS20150612000213 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.46 |
2015-06-10 |
2 |
| CS20150611000238 |
JPMorgan Chase & Co. |
Lending Pool |
0.01 |
2.46 |
2015-06-09 |
2 |
| CS20150611000238 |
JPMorgan Chase & Co. |
Long |
-0.1 |
7.99 |
2015-06-09 |
2 |
| CS20150611000238 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.01 |
2015-06-09 |
2 |
| CS20150528000336 |
JPMorgan Chase & Co. |
Lending Pool |
0.03 |
2.47 |
2015-05-26 |
2 |
| CS20150528000336 |
JPMorgan Chase & Co. |
Long |
0.05 |
8.04 |
2015-05-26 |
2 |
| CS20150528000336 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.01 |
2015-05-26 |
2 |
| CS20150522000214 |
JPMorgan Chase & Co. |
Long |
-0.04 |
7.97 |
2015-05-20 |
2 |
| CS20150522000214 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.01 |
2015-05-20 |
2 |
| CS20150522000214 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.42 |
2015-05-20 |
2 |
| CS20150507000282 |
JPMorgan Chase & Co. |
Lending Pool |
0.01 |
2.38 |
2015-05-05 |
2 |
| CS20150507000282 |
JPMorgan Chase & Co. |
Short |
0.01 |
0.01 |
2015-05-05 |
2 |
| CS20150507000282 |
JPMorgan Chase & Co. |
Long |
0.18 |
8.05 |
2015-05-05 |
2 |
| CS20150205000156 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.04 |
2015-02-03 |
2 |
| CS20150205000156 |
JPMorgan Chase & Co. |
Long |
-0.15 |
7.91 |
2015-02-03 |
2 |
| CS20150205000156 |
JPMorgan Chase & Co. |
Lending Pool |
-0.01 |
2.24 |
2015-02-03 |
2 |
| CS20141203000289 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.3 |
2014-12-01 |
2 |
| CS20141203000289 |
JPMorgan Chase & Co. |
Long |
-0.15 |
8.9 |
2014-12-01 |
2 |
| CS20141203000289 |
JPMorgan Chase & Co. |
Short |
-0.11 |
0.28 |
2014-12-01 |
2 |
| CS20141201000082 |
JPMorgan Chase & Co. |
Long |
0.05 |
9.0 |
2014-11-26 |
5 |
| CS20141201000082 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.28 |
2014-11-26 |
5 |
| CS20141201000082 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.29 |
2014-11-26 |
5 |
| CS20141201000081 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.28 |
2014-11-26 |
5 |
| CS20141201000081 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.29 |
2014-11-26 |
5 |
| CS20141201000081 |
JPMorgan Chase & Co. |
Long |
0.05 |
9.0 |
2014-11-26 |
5 |
| CS20141125000242 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.28 |
2014-11-20 |
5 |
| CS20141125000242 |
JPMorgan Chase & Co. |
Long |
-0.33 |
8.87 |
2014-11-20 |
5 |
| CS20141125000242 |
JPMorgan Chase & Co. |
Lending Pool |
-0.32 |
2.29 |
2014-11-20 |
5 |
| CS20141017000017 |
JPMorgan Chase & Co. |
Long |
0.12 |
9.11 |
2014-10-14 |
3 |
| CS20141017000017 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.64 |
2014-10-14 |
3 |
| CS20141017000017 |
JPMorgan Chase & Co. |
Short |
0.11 |
0.29 |
2014-10-14 |
3 |
| CS20141009000267 |
JPMorgan Chase & Co. |
Short |
-0.05 |
0.16 |
2014-10-07 |
2 |
| CS20141009000267 |
JPMorgan Chase & Co. |
Long |
-0.05 |
8.96 |
2014-10-07 |
2 |
| CS20141009000267 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.65 |
2014-10-07 |
2 |
| CS20140929000248 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.21 |
2014-09-25 |
4 |
| CS20140929000248 |
JPMorgan Chase & Co. |
Lending Pool |
0.07 |
2.65 |
2014-09-25 |
4 |
| CS20140929000248 |
JPMorgan Chase & Co. |
Long |
0.06 |
9.05 |
2014-09-25 |
4 |
| CS20140929000077 |
JPMorgan Chase & Co. |
Long |
-0.01 |
8.99 |
2014-09-24 |
5 |
| CS20140929000077 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.21 |
2014-09-24 |
5 |
| CS20140929000077 |
JPMorgan Chase & Co. |
Lending Pool |
-0.01 |
2.58 |
2014-09-24 |
5 |
| CS20140923000156 |
JPMorgan Chase & Co. |
Short |
0.02 |
0.21 |
2014-09-19 |
4 |
| CS20140923000156 |
JPMorgan Chase & Co. |
Long |
0.11 |
9.06 |
2014-09-19 |
4 |
| CS20140923000156 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.58 |
2014-09-19 |
4 |
| CS20141113000246 |
JPMorgan Chase & Co. |
Long |
-0.07 |
8.98 |
2013-04-05 |
587 |
| CS20141113000246 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.26 |
2013-04-05 |
587 |
| CS20141113000246 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.06 |
2013-04-05 |
587 |
| CS20141113000245 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.06 |
2013-03-28 |
595 |
| CS20141113000245 |
JPMorgan Chase & Co. |
Lending Pool |
0.09 |
2.27 |
2013-03-28 |
595 |
| CS20141113000245 |
JPMorgan Chase & Co. |
Long |
0.08 |
9.05 |
2013-03-28 |
595 |
| CS20141113000244 |
JPMorgan Chase & Co. |
Lending Pool |
-0.02 |
2.19 |
2013-03-26 |
597 |
| CS20141113000244 |
JPMorgan Chase & Co. |
Long |
-0.02 |
8.98 |
2013-03-26 |
597 |
| CS20141113000244 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.06 |
2013-03-26 |
597 |
| CS20141113000243 |
JPMorgan Chase & Co. |
Lending Pool |
0.01 |
2.22 |
2013-01-30 |
652 |
| CS20141113000243 |
JPMorgan Chase & Co. |
Long |
0.35 |
9.08 |
2013-01-30 |
652 |
| CS20141113000243 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.05 |
2013-01-30 |
652 |
| CS20141113000242 |
JPMorgan Chase & Co. |
Lending Pool |
0.06 |
2.21 |
2013-01-29 |
653 |
| CS20141113000242 |
JPMorgan Chase & Co. |
Long |
-0.3 |
8.73 |
2013-01-29 |
653 |
| CS20141113000242 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.05 |
2013-01-29 |
653 |
| CS20141113000241 |
JPMorgan Chase & Co. |
Lending Pool |
0.06 |
2.15 |
2013-01-25 |
657 |
| CS20141113000241 |
JPMorgan Chase & Co. |
Long |
0.04 |
9.03 |
2013-01-25 |
657 |
| CS20141113000241 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.05 |
2013-01-25 |
657 |
| CS20121109000244 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.04 |
2012-11-06 |
3 |
| CS20121109000244 |
JPMorgan Chase & Co. |
Long |
-0.06 |
8.98 |
2012-11-06 |
3 |
| CS20121109000244 |
JPMorgan Chase & Co. |
Lending Pool |
-0.03 |
1.79 |
2012-11-06 |
3 |
| CS20120816000162 |
JPMorgan Chase & Co. |
Lending Pool |
0.06 |
1.57 |
2012-08-13 |
3 |
| CS20120816000162 |
JPMorgan Chase & Co. |
Long |
0.06 |
9.05 |
2012-08-13 |
3 |
| CS20120816000162 |
JPMorgan Chase & Co. |
Short |
0.01 |
0.05 |
2012-08-13 |
3 |
| CS20120814000101 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.04 |
2012-08-09 |
5 |
| CS20120814000101 |
JPMorgan Chase & Co. |
Long |
-0.05 |
8.99 |
2012-08-09 |
5 |
| CS20120814000101 |
JPMorgan Chase & Co. |
Lending Pool |
-0.05 |
1.51 |
2012-08-09 |
5 |
| IS20120621000064 |
Chen, Fashu 陳發樹 |
Long |
-4.89 |
7.49 |
2012-06-21 |
0 |
| CS20120223000079 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
1.76 |
2012-02-20 |
3 |
| CS20120223000079 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.21 |
2012-02-20 |
3 |
| CS20120223000079 |
JPMorgan Chase & Co. |
Long |
-0.06 |
9.95 |
2012-02-20 |
3 |
| CS20111216000145 |
JPMorgan Chase & Co. |
Long |
0.07 |
10.05 |
2011-12-13 |
3 |
| CS20111216000145 |
JPMorgan Chase & Co. |
Lending Pool |
0.08 |
1.81 |
2011-12-13 |
3 |
| CS20111216000145 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.27 |
2011-12-13 |
3 |
| CS20111212000113 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.27 |
2011-12-08 |
4 |
| CS20111212000113 |
JPMorgan Chase & Co. |
Long |
-0.05 |
9.96 |
2011-12-08 |
4 |
| CS20111212000113 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
1.73 |
2011-12-08 |
4 |
| CS20111128000159 |
JPMorgan Chase & Co. |
Short |
0.11 |
0.27 |
2011-11-24 |
4 |
| CS20111128000159 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
1.7 |
2011-11-24 |
4 |
| CS20111128000159 |
JPMorgan Chase & Co. |
Long |
0.12 |
10.06 |
2011-11-24 |
4 |
| CS20110603000454 |
JPMorgan Chase & Co. |
Lending Pool |
0.02 |
1.21 |
2011-06-01 |
2 |
| CS20110603000454 |
JPMorgan Chase & Co. |
Long |
0.05 |
9.04 |
2011-06-01 |
2 |
| CS20110603000454 |
JPMorgan Chase & Co. |
Short |
0.03 |
0.21 |
2011-06-01 |
2 |
| CS20110520000210 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.18 |
2011-05-17 |
3 |
| CS20110520000210 |
JPMorgan Chase & Co. |
Long |
-0.1 |
8.99 |
2011-05-17 |
3 |
| CS20110520000210 |
JPMorgan Chase & Co. |
Lending Pool |
-0.11 |
1.18 |
2011-05-17 |
3 |
| CS20110314000189 |
JPMorgan Chase & Co. |
Lending Pool |
-0.13 |
1.91 |
2011-03-10 |
4 |
| CS20110314000189 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.12 |
2011-03-10 |
4 |
| CS20110314000189 |
JPMorgan Chase & Co. |
Long |
-0.13 |
9.9 |
2011-03-10 |
4 |
| CS20101122000192 |
JPMorgan Chase & Co. |
Long |
0.12 |
10.05 |
2010-11-18 |
4 |
| CS20101122000192 |
JPMorgan Chase & Co. |
Short |
0.07 |
0.16 |
2010-11-18 |
4 |
| CS20101122000192 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
2.41 |
2010-11-18 |
4 |
| CS20101116000198 |
Marathon Asset Management |
Long |
-0.02 |
4.99 |
2010-11-15 |
0 |
| CS20101115000273 |
Marathon Asset Management |
Long |
-0.02 |
4.99 |
2010-11-15 |
0 |
| CS20100930000319 |
JPMorgan Chase & Co. |
Long |
-0.16 |
9.91 |
2010-09-27 |
3 |
| CS20100930000319 |
JPMorgan Chase & Co. |
Short |
-0.01 |
0.01 |
2010-09-27 |
3 |
| CS20100930000319 |
JPMorgan Chase & Co. |
Lending Pool |
-0.15 |
3.12 |
2010-09-27 |
3 |
| CS20100909000098 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
3.42 |
2010-09-06 |
3 |
| CS20100909000098 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.02 |
2010-09-06 |
3 |
| CS20100909000098 |
JPMorgan Chase & Co. |
Long |
0.21 |
10.13 |
2010-09-06 |
3 |
| CS20100702000117 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.06 |
2010-06-29 |
3 |
| CS20100702000117 |
JPMorgan Chase & Co. |
Long |
0.04 |
9.03 |
2010-06-29 |
3 |
| CS20100702000117 |
JPMorgan Chase & Co. |
Lending Pool |
0.03 |
3.21 |
2010-06-29 |
3 |
| CS20100517000167 |
Asahi Breweries, Ltd. |
Long |
0.1 |
41.08 |
2010-05-12 |
5 |
| CS20100507000253 |
JPMorgan Chase & Co. |
Lending Pool |
-0.2 |
3.11 |
2010-05-05 |
2 |
| CS20100507000253 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.07 |
2010-05-05 |
2 |
| CS20100507000253 |
JPMorgan Chase & Co. |
Long |
-0.2 |
8.89 |
2010-05-05 |
2 |
| CS20091211000025 |
JPMorgan Chase & Co. |
Lending Pool |
0.01 |
3.54 |
2009-12-08 |
3 |
| CS20091211000025 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.07 |
2009-12-08 |
3 |
| CS20091211000025 |
JPMorgan Chase & Co. |
Long |
0.01 |
9.0 |
2009-12-08 |
3 |
| CS20091116000009 |
Asahi Breweries, Ltd. |
Long |
0.14 |
40.07 |
2009-11-06 |
7 |
| CS20090709000013 |
JPMorgan Chase & Co. |
Lending Pool |
-0.05 |
3.75 |
2009-07-06 |
3 |
| CS20090709000013 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.07 |
2009-07-06 |
3 |
| CS20090709000013 |
JPMorgan Chase & Co. |
Long |
-0.06 |
8.95 |
2009-07-06 |
3 |
| CS20090612000067 |
青島啤酒集團有限公司 |
Long |
-13.99 |
1.2 |
2009-06-05 |
6 |
| CS20090608000098 |
A-B Jade Hong Kong Holding Company, Limited |
Long |
-13.99 |
0.0 |
2009-06-05 |
3 |
| IS20090511000132 |
Chen, Fa Shu 陳發樹 |
Long |
13.99 |
13.99 |
2009-05-07 |
1 |
| CS20090511000011 |
A-B Jade Hong Kong Holding Company, Limited |
Long |
-13.99 |
0.0 |
2009-05-07 |
1 |
| CS20090504000125 |
A-B Jade Hong Kong Holding Company, Limited |
Long |
-39.93 |
13.99 |
2009-04-30 |
4 |
| CS20090306000025 |
青島啤酒集團有限公司 |
Long |
0.5 |
15.06 |
2009-03-02 |
3 |
| CS20090204000015 |
青島啤酒集團有限公司 |
Long |
-39.93 |
14.56 |
2009-01-23 |
11 |
| CS20090130000002 |
Asahi Breweries, Ltd. |
Long |
39.93 |
39.93 |
2009-01-23 |
6 |
| CS20090129000127 |
A-B Jade Hong Kong Holding Company, Limited |
Long |
-39.93 |
13.99 |
2009-01-23 |
0 |
| CS20090119000059 |
青島啤酒集團有限公司 |
Long |
0.09 |
54.01 |
2008-12-29 |
18 |
| CS20081205000115 |
JPMorgan Chase & Co. |
Lending Pool |
0.21 |
4.34 |
2008-12-02 |
1 |
| CS20081205000115 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.14 |
2008-12-02 |
1 |
| CS20081205000115 |
JPMorgan Chase & Co. |
Long |
0.21 |
9.01 |
2008-12-02 |
1 |
| CS20081020000227 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.14 |
2008-10-16 |
1 |
| CS20081020000227 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
4.28 |
2008-10-16 |
1 |
| CS20081020000227 |
JPMorgan Chase & Co. |
Long |
0.14 |
8.14 |
2008-10-16 |
1 |
| CS20080908000179 |
Marathon Asset Management |
Long |
0.08 |
5.0 |
2008-09-04 |
4 |
| CS20080703000151 |
JPMorgan Chase & Co. |
Long |
-0.05 |
7.98 |
2008-06-30 |
1 |
| CS20080703000151 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.21 |
2008-06-30 |
1 |
| CS20080703000151 |
JPMorgan Chase & Co. |
Lending Pool |
-0.05 |
4.49 |
2008-06-30 |
1 |
| CS20080627000193 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
4.54 |
2008-06-25 |
1 |
| CS20080627000193 |
JPMorgan Chase & Co. |
Short |
0.03 |
0.18 |
2008-06-25 |
1 |
| CS20080627000193 |
JPMorgan Chase & Co. |
Long |
0.03 |
8.0 |
2008-06-25 |
1 |
| CS20080616000232 |
JPMorgan Chase & Co. |
Long |
-0.03 |
7.98 |
2008-06-12 |
1 |
| CS20080616000232 |
JPMorgan Chase & Co. |
Lending Pool |
-0.01 |
4.55 |
2008-06-12 |
1 |
| CS20080616000232 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.15 |
2008-06-12 |
1 |
| CS20080530000138 |
JPMorgan Chase & Co. |
Long |
0.03 |
8.01 |
2008-05-27 |
1 |
| CS20080530000138 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
4.58 |
2008-05-27 |
1 |
| CS20080530000138 |
JPMorgan Chase & Co. |
Short |
0.03 |
0.15 |
2008-05-27 |
1 |
| CS20080529000134 |
JPMorgan Chase & Co. |
Long |
-0.03 |
7.98 |
2008-05-26 |
1 |
| CS20080529000134 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.12 |
2008-05-26 |
1 |
| CS20080529000134 |
JPMorgan Chase & Co. |
Lending Pool |
0.0 |
4.58 |
2008-05-26 |
1 |
| CS20080505000205 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.12 |
2008-04-30 |
2 |
| CS20080505000205 |
JPMorgan Chase & Co. |
Long |
0.14 |
8.04 |
2008-04-30 |
2 |
| CS20080505000205 |
JPMorgan Chase & Co. |
Lending Pool |
0.14 |
4.58 |
2008-04-30 |
2 |
| CS20070829000150 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.04 |
2007-08-24 |
3 |
| CS20070829000150 |
JPMorgan Chase & Co. |
Long |
0.23 |
7.04 |
2007-08-24 |
3 |
| CS20070829000150 |
JPMorgan Chase & Co. |
Lending Pool |
0.22 |
3.53 |
2007-08-24 |
3 |
| CS20070823000009 |
JPMorgan Chase & Co. |
Long |
0.35 |
6.05 |
2007-08-17 |
3 |
| CS20070823000009 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.04 |
2007-08-17 |
3 |
| CS20070823000009 |
JPMorgan Chase & Co. |
Lending Pool |
0.36 |
2.62 |
2007-08-17 |
3 |
| CS20070815000206 |
JPMorgan Chase & Co. |
Short |
0.0 |
0.04 |
2007-08-10 |
3 |
| CS20070815000206 |
JPMorgan Chase & Co. |
Lending Pool |
0.05 |
1.65 |
2007-08-10 |
3 |
| CS20070815000206 |
JPMorgan Chase & Co. |
Long |
0.05 |
5.01 |
2007-08-10 |
3 |
| CS20061121000068 |
The Capital Group Companies, Inc. |
Long |
-1.22 |
4.82 |
2006-11-17 |
3 |
| CS20060727000005 |
The Capital Group Companies, Inc. |
Long |
-0.26 |
6.79 |
2006-07-24 |
2 |
| CS20060306000063 |
The Capital Group Companies, Inc. |
Long |
0.04 |
7.04 |
2006-03-01 |
2 |
| CS20050523000065 |
The Capital Group Companies, Inc. |
Long |
-4.1 |
6.72 |
2005-05-19 |
1 |
| CS20050427000065 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
-2.96 |
4.86 |
2005-04-26 |
1 |
| CS20050413000064 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
-0.22 |
7.82 |
2005-04-12 |
1 |
| CS20050414000042 |
Qingdao State-Owned Assets Administration Office |
Long |
-32.9 |
53.92 |
2005-04-11 |
3 |
| CS20050413000088 |
Anheuser-Busch Companies, Inc. |
Long |
-32.9 |
53.92 |
2005-04-11 |
2 |
| CS20050218000035 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
-0.26 |
8.86 |
2005-02-17 |
1 |
| CS20040809000050 |
The Capital Group Companies, Inc. |
Long |
0.19 |
10.13 |
2004-08-03 |
1 |
| CS20040729000017 |
The Capital Group Companies, Inc. |
Long |
0.73 |
9.27 |
2004-07-26 |
2 |
| CS20040524000137 |
The Capital Group Companies, Inc. |
Long |
0.28 |
8.26 |
2004-05-19 |
2 |
| CS20040517000051 |
The Capital Group Companies, Inc. |
Long |
0.25 |
7.22 |
2004-05-12 |
2 |
| CS20040511000016 |
The Capital Group Companies, Inc. |
Long |
0.47 |
6.27 |
2004-05-07 |
3 |
| CS20040507000131 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
0.25 |
9.01 |
2004-05-06 |
1 |
| CS20040505000049 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
0.45 |
8.21 |
2004-05-04 |
1 |
| CS20040503000104 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
0.58 |
7.47 |
2004-04-30 |
3 |
| CS20040422000080 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
0.31 |
6.21 |
2004-04-21 |
1 |
| CS20040420000002 |
The Capital Group Companies, Inc. |
Long |
0.32 |
5.14 |
2004-04-16 |
3 |
| CS20040406000164 |
Anheuser-Busch Companies, Inc. |
Long |
0.0 |
86.82 |
2004-03-31 |
2 |
| CS20040402000114 |
Qingdao State-Owned Assets Administration Office |
Long |
0.0 |
86.82 |
2004-03-31 |
0 |
| CS20040308000102 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
-0.09 |
5.97 |
2004-03-05 |
3 |
| CS20040205000142 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
0.25 |
6.11 |
2004-02-04 |
1 |
| CS20031218000096 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
0.1 |
5.05 |
2003-12-16 |
1 |
| CS20031024000144 |
Anheuser-Busch Companies, Inc. |
Long |
0.0 |
86.82 |
2003-10-21 |
3 |
| CS20031023000093 |
Qingdao State-Owned Assets Administration Office |
Long |
0.0 |
86.82 |
2003-10-21 |
0 |
| CS20030710000134 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
-0.74 |
4.32 |
2003-07-09 |
1 |
| CS20030704000002 |
Qingdao State-Owned Assets Administration Office |
Long |
-15.02 |
86.82 |
2003-07-02 |
1 |
| CS20030704000001 |
Anheuser-Busch Companies, Inc. |
Long |
-15.02 |
86.82 |
2003-07-02 |
1 |
| CS20030609000115 |
Government of Singapore Investment Corporation Pte Ltd |
Long |
0.0 |
5.06 |
2003-06-05 |
1 |
| CS20030515000051 |
Templeton Asset Management Limited |
Long |
-0.28 |
4.98 |
2003-05-12 |
2 |
| CS20030507000182 |
Templeton Asset Management Limited |
Long |
-0.23 |
5.85 |
2003-05-05 |
2 |
| CS20030412000120 |
Templeton International, Inc. |
Long |
-0.66 |
6.74 |
2003-04-08 |
3 |
| CS20030412000112 |
Templeton Worldwide, Inc. |
Long |
-0.66 |
6.74 |
2003-04-08 |
3 |
| CS20030412000102 |
Franklin Resources, Inc. |
Long |
-0.65 |
6.99 |
2003-04-08 |
3 |
| CS20030412000089 |
Templeton Asset Management Ltd. |
Long |
-0.66 |
6.74 |
2003-04-08 |
3 |
| CS20030428000014 |
Qingdao State-Owned Assets Administration Office |
Long |
0.0 |
101.84 |
2003-04-01 |
10 |
| CS20030415000162 |
Anheuser-Busch Companies, Inc. |
Long |
88.87 |
101.84 |
2003-04-01 |
10 |
| CS20030411000121 |
Templeton Asset Management Ltd. |
Long |
0.0 |
7.4 |
2003-04-01 |
9 |
| CS20030411000115 |
Templeton International, Inc. |
Long |
0.0 |
7.4 |
2003-04-01 |
9 |
| CS20030411000112 |
Templeton Worldwide, Inc. |
Long |
0.0 |
7.4 |
2003-04-01 |
9 |
| CS20030411000103 |
Franklin Resources, Inc. |
Long |
0.0 |
7.64 |
2003-04-01 |
9 |