Hong Kong SFC licence holder AAA167, TO Man Hung, Morris 杜文鴻

These are the details that were found for SFC licence holder AAA167 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2003-04-01 2012-01-01
HSBC Broking Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2012-01-01
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2003-04-01 2012-01-01
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2003-04-01 2012-01-01
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2003-04-01 2004-09-10
HSBC Broking Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-09-10
HSBC Broking Futures (Asia) Limited RE Advising on Futures Contracts 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Advising on Corporate Finance 2003-04-01 2004-09-10
HSBC Broking Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-09-10
HSBC Broking Futures (Asia) Limited RE Asset Management 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Asset Management 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Providing Automated Trading Services 2003-04-01 2003-09-02

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