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Hong Kong SFC licence holder AAA196
TAM Kwok Wai, Jack
譚國偉

Below are the institutions that were found associated with SFC licence holder AAA196 on the SFC website.

Last updated: 2019-01-22 03:53:59

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
China Tonghai Securities Limited RO Dealing in Securities 2016-05-31 2016-06-30
China Tonghai Securities Limited RO Dealing in Futures Contracts 2016-05-31 2016-06-30
China Tonghai Securities Limited RE Advising on Securities 2016-04-27 2016-06-30
China Tonghai Securities Limited RE Dealing in Securities 2016-04-27 2016-05-31
China Tonghai Securities Limited RE Dealing in Futures Contracts 2016-04-27 2016-05-31
HSBC Broking Securities (Hong Kong) Limited RO Dealing in Securities 2014-04-28 2015-09-16
HSBC Broking Securities (Asia) Limited RO Dealing in Securities 2014-04-28 2015-09-16
HSBC Broking Futures (Asia) Limited RO Dealing in Futures Contracts 2014-04-28 2015-09-16
HSBC Broking Forex (Asia) Limited RO Leveraged Foreign Exchange Trading 2014-04-28 2015-09-16
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2015-03-27 2015-09-16
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2003-04-01 2014-04-28
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2003-04-01 2014-04-28
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2003-04-01 2014-04-28
HSBC Broking Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2013-08-19
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2003-04-01 2004-09-10
HSBC Broking Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-09-10
HSBC Broking Futures (Asia) Limited RE Advising on Futures Contracts 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Advising on Corporate Finance 2003-04-01 2004-09-10
HSBC Broking Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-09-10
HSBC Broking Futures (Asia) Limited RE Asset Management 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Asset Management 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Providing Automated Trading Services 2003-04-01 2003-09-02
Afflux Securities Limited RO Dealing in Securities 2018-11-14
Afflux Securities Limited RO Dealing in Futures Contracts 2018-11-14

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