DataGuru.hk logo

DataGuru.hk

Hong Kong open data-powered business intelligence solutions

Hong Kong SFC licence holder AAA196
TAM Kwok Wai, Jack
譚國偉

Below are the institutions that were found associated with SFC licence holder AAA196 on the SFC website.

Last updated: 2019-03-25 13:42:49

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Afflux Securities Limited RO Dealing in Futures Contracts 2018-11-14
Afflux Securities Limited RO Dealing in Securities 2018-11-14
China Tonghai Securities Limited RE Advising on Securities 2016-04-27 2016-06-30
China Tonghai Securities Limited RO Dealing in Securities 2016-05-31 2016-06-30
China Tonghai Securities Limited RO Dealing in Futures Contracts 2016-05-31 2016-06-30
China Tonghai Securities Limited RE Dealing in Futures Contracts 2016-04-27 2016-05-31
China Tonghai Securities Limited RE Dealing in Securities 2016-04-27 2016-05-31
HSBC Broking Futures (Asia) Limited RO Dealing in Futures Contracts 2014-04-28 2015-09-16
HSBC Broking Securities (Asia) Limited RO Dealing in Securities 2014-04-28 2015-09-16
HSBC Broking Securities (Hong Kong) Limited RO Dealing in Securities 2014-04-28 2015-09-16
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2015-03-27 2015-09-16
HSBC Broking Forex (Asia) Limited RO Leveraged Foreign Exchange Trading 2014-04-28 2015-09-16
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2003-04-01 2014-04-28
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2003-04-01 2014-04-28
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2003-04-01 2014-04-28
HSBC Broking Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2013-08-19
HSBC Broking Futures (Asia) Limited RE Asset Management 2003-04-01 2004-09-10
HSBC Broking Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Advising on Corporate Finance 2003-04-01 2004-09-10
HSBC Broking Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-09-10
HSBC Broking Futures (Asia) Limited RE Advising on Futures Contracts 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Asset Management 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RE Providing Automated Trading Services 2003-04-01 2003-09-02

Talk to us if you’re interested in using our tools to make informed decisions:

Send us a message to contact@dataguru.hk, or use the form below: