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Hong Kong SFC licence holder AAA213
WONG Chun Wah
王俊華

Below are the institutions that were found associated with SFC licence holder AAA213 on the SFC website.

Last updated: 2019-01-22 04:38:08

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Emperor Securities Limited RO Dealing in Securities 2013-04-25 2017-02-19
Emperor Futures Limited RO Dealing in Futures Contracts 2013-04-25 2017-02-19
Emperor Securities Limited RO Advising on Securities 2013-04-25 2017-02-19
Emperor Futures Limited RO Advising on Futures Contracts 2013-04-25 2017-02-19
MF Global Hong Kong Limited RO Dealing in Securities 2007-04-30 2011-09-14
MF Global Hong Kong Limited RO Dealing in Futures Contracts 2007-04-30 2011-09-14
MF Global Hong Kong Limited RO Advising on Securities 2007-04-30 2011-09-14
MF Global Hong Kong Limited RO Advising on Futures Contracts 2007-04-30 2011-09-14
MF Global Securities HK Limited RE Dealing in Securities 2006-11-09 2007-04-30
MF Global Securities HK Limited RO Dealing in Securities 2007-04-30 2007-04-30
MF Global Hong Kong Limited RE Dealing in Futures Contracts 2006-11-09 2007-04-30
MF Global Securities HK Limited RE Advising on Securities 2006-12-19 2007-04-30
MF Global Securities HK Limited RO Advising on Securities 2007-04-30 2007-04-30
MF Global Hong Kong Limited RE Advising on Futures Contracts 2006-12-19 2007-04-30
Credit Agricole Securities (Asia) Limited RE Dealing in Securities 2003-04-01 2006-10-01
RBS Asia Futures Limited RE Dealing in Futures Contracts 2003-04-01 2006-10-01
RBS Asia Securities (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2005-02-04
Credit Agricole Securities (Asia) Limited RE Advising on Securities 2003-04-01 2004-05-31
RBS Asia Securities (Hong Kong) Limited RE Advising on Securities 2003-04-01 2004-05-31
RBS Asia Futures Limited RE Advising on Futures Contracts 2003-04-01 2004-05-31
Credit Agricole Securities (Asia) Limited RE Advising on Corporate Finance 2003-04-01 2004-05-31
RBS Asia Securities (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-05-31
Credit Agricole Securities (Asia) Limited RE Asset Management 2003-04-01 2004-05-31
RBS Asia Futures Limited RE Asset Management 2003-04-01 2004-05-31
RBS Asia Securities (Hong Kong) Limited RE Asset Management 2003-04-01 2004-05-31
JuniorChina Securities (Hong Kong) Limited RO Dealing in Securities 2017-08-02
JuniorChina Securities (Hong Kong) Limited RO Dealing in Futures Contracts 2018-03-28
JuniorChina Securities (Hong Kong) Limited RO Advising on Securities 2017-08-02
JuniorChina Securities (Hong Kong) Limited RO Advising on Futures Contracts 2018-03-28

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