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Hong Kong SFC licence holder AAA228
SHANG Tat Yan
尚達人

Below are the institutions that were found associated with SFC licence holder AAA228 on the SFC website.

Last updated: 2019-01-22 02:40:17

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Broking Securities (Hong Kong) Limited RO Dealing in Securities 2003-04-01 2011-11-01
HSBC Broking Securities (Asia) Limited RO Dealing in Securities 2003-04-01 2011-11-01
HSBC Broking (China) Limited RO Dealing in Securities 2003-04-01 2011-11-01
HSBC Broking Futures (Hong Kong) Limited RO Dealing in Futures Contracts 2003-04-01 2011-11-01
HSBC Broking Futures (Asia) Limited RO Dealing in Futures Contracts 2003-04-01 2011-11-01
HSBC Broking Forex (Asia) Limited RO Leveraged Foreign Exchange Trading 2003-04-01 2011-11-01
HSBC Broking Securities (Hong Kong) Limited RO Advising on Securities 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RO Advising on Securities 2003-04-01 2004-09-10
HSBC Broking (China) Limited RO Advising on Securities 2003-04-01 2004-09-10
HSBC Broking Futures (Hong Kong) Limited RO Advising on Futures Contracts 2003-04-01 2004-09-10
HSBC Broking Futures (Asia) Limited RO Advising on Futures Contracts 2003-04-01 2004-09-10
HSBC Broking Securities (Hong Kong) Limited RO Advising on Corporate Finance 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RO Advising on Corporate Finance 2003-04-01 2004-09-10
HSBC Broking (China) Limited RO Advising on Corporate Finance 2003-04-01 2004-09-10
HSBC Broking Securities (Hong Kong) Limited RO Asset Management 2003-04-01 2004-09-10
HSBC Broking Futures (Hong Kong) Limited RO Asset Management 2003-04-01 2004-09-10
HSBC Broking Futures (Asia) Limited RO Asset Management 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RO Asset Management 2003-04-01 2004-09-10
HSBC Broking (China) Limited RO Asset Management 2003-04-01 2004-09-10
HSBC Broking Securities (Asia) Limited RO Providing Automated Trading Services 2003-04-01 2003-09-02

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