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Hong Kong SFC licence holder AAA298
LI Kum Hing
李錦慶

Below are the institutions that were found associated with SFC licence holder AAA298 on the SFC website.

Last updated: 2019-01-22 10:10:29

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
BOCI Securities Limited RE Dealing in Securities 2014-01-30 2018-02-28
BOCI Securities Limited RE Dealing in Futures Contracts 2014-01-30 2018-02-28
BOCI Securities Limited RE Leveraged Foreign Exchange Trading 2014-01-30 2014-11-28
HSBC Broking Securities (Asia) Limited RO Dealing in Securities 2013-05-23 2013-12-13
HSBC Broking Futures (Asia) Limited RO Dealing in Futures Contracts 2013-05-23 2013-12-13
HSBC Broking Forex (Asia) Limited RO Leveraged Foreign Exchange Trading 2013-05-23 2013-12-13
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2003-04-01 2013-05-23
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2003-04-01 2013-05-23
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2003-04-01 2013-05-23
HSBC Broking Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2004-04-20 2013-01-22
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2003-04-01 2004-04-06
HSBC Broking Futures (Asia) Limited RE Advising on Futures Contracts 2003-04-01 2004-04-06
HSBC Broking Securities (Asia) Limited RE Advising on Corporate Finance 2003-04-01 2004-04-06
HSBC Broking Futures (Asia) Limited RE Asset Management 2003-04-01 2004-04-06
HSBC Broking Securities (Asia) Limited RE Asset Management 2003-04-01 2004-04-06
HSBC Broking Securities (Asia) Limited RE Providing Automated Trading Services 2003-04-01 2003-09-02

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