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Hong Kong SFC licence holder AAA427
WONG Chiu Tung, Tommy
黃照桐

Below are the institutions that were found associated with SFC licence holder AAA427 on the SFC website.

Last updated: 2019-03-25 14:29:00

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Broking Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2008-08-01
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2003-04-01 2008-08-01
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2003-04-01 2008-08-01
HSBC Broking Securities (Hong Kong) Limited RE Dealing in Securities 2004-01-06 2008-08-01
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2004-01-06 2008-08-01
HSBC Broking Securities (Hong Kong) Limited RO Dealing in Securities 2003-04-01 2004-01-06
HSBC Broking Securities (Hong Kong) Limited RO Advising on Securities 2003-04-01 2004-01-06
HSBC Broking Securities (Asia) Limited RO Advising on Securities 2003-04-01 2004-01-06
HSBC Broking Securities (Hong Kong) Limited RO Advising on Corporate Finance 2003-04-01 2004-01-06
HSBC Broking Securities (Asia) Limited RO Advising on Corporate Finance 2003-04-01 2004-01-06
HSBC Broking Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-01-06
HSBC Broking Futures (Asia) Limited RE Advising on Futures Contracts 2003-04-01 2004-01-06
HSBC Broking Securities (Asia) Limited RO Asset Management 2003-04-01 2004-01-06
HSBC Broking Securities (Asia) Limited RO Dealing in Securities 2003-04-01 2004-01-06
HSBC Broking Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-01-06
HSBC Broking Futures (Asia) Limited RE Asset Management 2003-04-01 2004-01-06
HSBC Broking Securities (Hong Kong) Limited RO Asset Management 2003-04-01 2004-01-06
HSBC Broking Securities (Asia) Limited RO Providing Automated Trading Services 2003-04-01 2003-09-02

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