Hong Kong SFC licence holder AAA927, SHUM Yiu Wah 岑耀華

These are the details that were found for SFC licence holder AAA927 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Eternal Pearl Securities Limited RE Dealing in Securities 2005-03-16 2016-06-08
Eternal Pearl Securities Limited RE Dealing in Futures Contracts 2005-06-01 2010-10-19
China Securities Holdings Limited RE Dealing in Securities 2004-04-02 2005-02-16
Zhongrong International Futures Co., Limited RE Dealing in Futures Contracts 2003-04-01 2004-02-18
Zhongrong International Futures Co., Limited RE Advising on Futures Contracts 2003-04-01 2003-08-12
Zhongrong International Futures Co., Limited RE Asset Management 2003-04-01 2003-08-12

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