Hong Kong SFC licence holder AAB005, WOO Lam Hay 胡林熙

These are the details that were found for SFC licence holder AAB005 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Polaris Securities (Hong Kong) Limited RE Dealing in Securities 2007-09-19 2010-08-20
Deutsche Securities Asia Limited RE Dealing in Securities 2003-04-01 2007-07-21
Deutsche Securities Asia Limited RE Advising on Securities 2003-04-01 2004-04-16
Deutsche Securities Asia Limited RE Advising on Corporate Finance 2003-04-01 2004-01-08
Deutsche Securities Asia Limited RE Asset Management 2003-04-01 2004-01-08
Daiwa Capital Markets Hong Kong Limited RE Dealing in Securities 2010-09-17

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