Hong Kong SFC licence holder AAC359, COOK Stuart Harrington

These are the details that were found for SFC licence holder AAC359 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Deutsche Securities Asia Limited RE Dealing in Securities 2011-06-07 2018-04-17
Deutsche Securities Asia Limited RE Advising on Securities 2011-06-07 2015-02-03
Deutsche Securities Asia Limited RE Providing Automated Trading Services 2011-06-07 2015-02-03
J.P. Morgan Broking (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2011-03-08
J.P. Morgan Broking (Hong Kong) Limited RE Advising on Securities 2003-04-01 2011-03-08
J.P. Morgan Broking (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2003-12-02
J.P. Morgan Broking (Hong Kong) Limited RE Providing Automated Trading Services 2003-04-01 2003-12-02
J.P. Morgan Broking (Hong Kong) Limited RE Asset Management 2003-04-01 2003-12-02
RAYS Capital Partners Limited RE Advising on Securities 2018-10-03

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