Hong Kong SFC licence holder AAD724, RIGBY Clive Derek Conway Louis

These are the details that were found for SFC licence holder AAD724 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
ImPac Asset Management (HK) Limited RO Advising on Futures Contracts 2014-07-25 2016-06-30
Lippo Investments Management Limited RO Dealing in Securities 2005-12-19 2010-07-15
Lippo Securities Limited RO Advising on Securities 2003-04-01 2004-11-02
Lippo Futures Limited RO Advising on Futures Contracts 2003-04-01 2004-11-02
Lippo Securities Limited RO Advising on Corporate Finance 2003-04-01 2004-11-02
Lippo Securities Limited RO Dealing in Securities 2003-04-01
Lippo Investments Management Limited RO Dealing in Securities 2014-01-17
Lippo Futures Limited RO Dealing in Futures Contracts 2003-04-01
Lippo Investments Management Limited RO Advising on Securities 2014-03-18
Lippo Futures Limited RO Advising on Futures Contracts 2005-12-19
Lippo Futures Limited RO Asset Management 2003-04-01
Lippo Securities Limited RO Asset Management 2003-04-01
Lippo Investments Management Limited RO Asset Management 2014-03-18

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