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Hong Kong SFC licence holder AAD724
RIGBY Clive Derek Conway Louis

Below are the institutions that were found associated with SFC licence holder AAD724 on the SFC website.

Last updated: 2019-04-16 11:47:57

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Lippo Futures Limited RO Advising on Futures Contracts 2005-12-19
Lippo Securities Limited RO Dealing in Securities 2003-04-01
Lippo Futures Limited RO Dealing in Futures Contracts 2003-04-01
Lippo Securities Limited RO Asset Management 2003-04-01
Lippo Futures Limited RO Asset Management 2003-04-01
Lippo Asset Management (HK) Limited RO Asset Management 2019-01-25
Lippo Securities Limited RO Advising on Securities 2019-03-07
Lippo Investments Management Limited RO Asset Management 2014-03-18 2018-12-11
Lippo Investments Management Limited RO Dealing in Securities 2014-01-17 2018-12-11
Lippo Investments Management Limited RO Advising on Securities 2014-03-18 2018-12-11
ImPac Asset Management (HK) Limited RO Advising on Futures Contracts 2014-07-25 2016-06-30
Lippo Investments Management Limited RO Dealing in Securities 2005-12-19 2010-07-15
Lippo Securities Limited RO Advising on Securities 2003-04-01 2004-11-02
Lippo Futures Limited RO Advising on Futures Contracts 2003-04-01 2004-11-02
Lippo Securities Limited RO Advising on Corporate Finance 2003-04-01 2004-11-02

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