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Hong Kong SFC licence holder AAD898
LIU King Wai
劉勁威

Below are the institutions that were found associated with SFC licence holder AAD898 on the SFC website.

Last updated: 2019-01-22 09:56:01

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Stockwell Securities Limited RE Dealing in Securities 2010-09-09 2017-09-29
Stockwell Commodities Limited RE Dealing in Futures Contracts 2010-09-09 2017-09-29
Nomura International (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2010-05-12
Nomura Securities (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2010-05-12
Nomura International (Hong Kong) Limited RE Dealing in Futures Contracts 2004-11-29 2010-05-12
Nomura Securities (Hong Kong) Limited RE Dealing in Futures Contracts 2010-02-03 2010-05-12
Nomura Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2010-02-19
Nomura International (Hong Kong) Limited RE Advising on Securities 2003-04-01 2004-11-18
Nomura Securities (Hong Kong) Limited RE Advising on Securities 2003-04-01 2004-11-18
Nomura Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-11-18
Nomura International (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-11-18
Nomura Securities (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-11-18
Nomura International (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-18
Nomura Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-18
Nomura Securities (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-18
KGI Asia Limited RE Dealing in Securities 2017-10-12
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2017-10-12

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