Hong Kong SFC licence holder AAD898, LIU King Wai 劉勁威

These are the details that were found for SFC licence holder AAD898 on the SFC website.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Stockwell Securities Limited RE Dealing in Securities 2010-09-09 2017-09-29
Stockwell Commodities Limited RE Dealing in Futures Contracts 2010-09-09 2017-09-29
Nomura International (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2010-05-12
Nomura Securities (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2010-05-12
Nomura International (Hong Kong) Limited RE Dealing in Futures Contracts 2004-11-29 2010-05-12
Nomura Securities (Hong Kong) Limited RE Dealing in Futures Contracts 2010-02-03 2010-05-12
Nomura Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2010-02-19
Nomura International (Hong Kong) Limited RE Advising on Securities 2003-04-01 2004-11-18
Nomura Securities (Hong Kong) Limited RE Advising on Securities 2003-04-01 2004-11-18
Nomura Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-11-18
Nomura International (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-11-18
Nomura Securities (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-11-18
Nomura International (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-18
Nomura Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-18
Nomura Securities (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-18
KGI Asia Limited RE Dealing in Securities 2017-10-12
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2017-10-12

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below: