Hong Kong SFC licence holder AAE806, CHAN Pik Ha, Jenny 陳碧夏

These are the details that were found for SFC licence holder AAE806 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
KGI Asia Limited RE Dealing in Securities 2012-04-20 2017-10-02
ICBC International Securities Limited RE Dealing in Securities 2011-05-20 2011-10-20
ICBC International Futures Limited RE Dealing in Futures Contracts 2011-05-20 2011-10-20
Lippo Securities Limited RO Dealing in Securities 2003-04-01 2011-04-21
Lippo Futures Limited RO Dealing in Futures Contracts 2003-04-01 2011-04-21
Lippo Securities Limited RO Advising on Securities 2003-04-01 2011-04-21
ImPac Asset Management (HK) Limited RO Advising on Securities 2007-02-15 2011-04-21
Lippo Asset Management (HK) Limited RO Advising on Securities 2005-12-19 2011-04-21
Lippo Futures Limited RO Advising on Futures Contracts 2003-04-01 2011-04-21
ImPac Asset Management (HK) Limited RO Advising on Futures Contracts 2007-02-15 2011-04-21
Lippo Asset Management (HK) Limited RO Advising on Futures Contracts 2005-12-19 2011-04-21
Lippo Securities Limited RO Advising on Corporate Finance 2003-04-01 2011-04-21
Lippo Futures Limited RO Asset Management 2003-04-01 2011-04-21
Lippo Securities Limited RO Asset Management 2003-04-01 2011-04-21
ImPac Asset Management (HK) Limited RO Asset Management 2007-02-15 2011-04-21
Lippo Asset Management (HK) Limited RO Asset Management 2005-12-19 2011-04-21
Lippo Investments Management Limited RO Dealing in Securities 2005-12-19 2010-07-15
Lippo Investments Management Limited RO Advising on Securities 2005-12-19 2010-07-15
Lippo Investments Management Limited RO Advising on Corporate Finance 2005-12-19 2010-07-15
Lippo Investments Management Limited RO Asset Management 2005-12-19 2010-07-15
KGI Asia Limited RE Dealing in Securities 2017-10-03
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2012-04-20

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