Hong Kong SFC licence holder AAE939, LAU Chung Hing, Sammy 劉頌興

These are the details that were found for SFC licence holder AAE939 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
GF Asset Management (Hong Kong) Limited RE Asset Management 2012-07-03 2012-08-30
Seekers Advisors H.K. Limited RO Asset Management 2012-03-23 2012-06-18
China International Capital Corporation Hong Kong Asset Management Limited RO Advising on Securities 2008-10-22 2011-08-27
China International Capital Corporation Hong Kong Asset Management Limited RO Asset Management 2008-10-09 2011-08-27
China International Capital Corporation Hong Kong Asset Management Limited RE Asset Management 2008-09-12 2008-10-09
Ping An of China Asset Management (Hong Kong) Company Limited RO Advising on Securities 2008-05-29 2008-08-30
Ping An of China Asset Management (Hong Kong) Company Limited RO Advising on Futures Contracts 2008-05-29 2008-08-30
Ping An of China Asset Management (Hong Kong) Company Limited RO Asset Management 2007-06-04 2008-08-30
Ping An of China Asset Management (Hong Kong) Company Limited RE Asset Management 2007-04-11 2007-06-04
Nexus Investment Management Limited RE Advising on Securities 2006-10-13 2006-11-20
Nexus Investment Management Limited RE Asset Management 2006-10-13 2006-11-20
BOCI Asset Management Limited RO Dealing in Securities 2006-02-27 2006-08-01
BOCI-Prudential Asset Management Limited RO Dealing in Securities 2006-01-18 2006-08-01
BOCI Asset Management Limited RO Advising on Securities 2006-02-27 2006-08-01
BOCI-Prudential Asset Management Limited RO Advising on Securities 2006-01-18 2006-08-01
BOCI Asset Management Limited RO Advising on Futures Contracts 2006-02-27 2006-08-01
BOCI-Prudential Asset Management Limited RO Advising on Futures Contracts 2006-01-18 2006-08-01
BOCI Asset Management Limited RO Asset Management 2006-02-27 2006-08-01
BOCI-Prudential Asset Management Limited RO Asset Management 2006-01-18 2006-08-01
BOCI-Prudential Asset Management Limited RE Advising on Securities 2005-12-20 2006-01-18
BOCI-Prudential Asset Management Limited RE Asset Management 2005-12-20 2006-01-18
HSBC Global Asset Management (Hong Kong) Limited RE Advising on Securities 2003-04-01 2005-11-30
HSBC Global Asset Management (Hong Kong) Limited RE Asset Management 2003-04-01 2005-11-30
Halbis Capital Management (Hong Kong) Limited RE Advising on Securities 2005-07-15 2005-10-24
Halbis Capital Management (Hong Kong) Limited RE Asset Management 2005-07-15 2005-10-24
HSBC Global Asset Management (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-05-06
GF Securities (Hong Kong) Brokerage Limited RO Dealing in Securities 2017-12-28
GF Asset Management (Hong Kong) Limited RO Advising on Securities 2012-08-30
GF Asset Management (Hong Kong) Limited RO Asset Management 2012-08-30

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