Hong Kong SFC licence holder AAI347, YIU Leung Wai, Andrew 姚亮威

These are the details that were found for SFC licence holder AAI347 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Sun Hung Kai Investment Services Limited RO Dealing in Securities 2011-08-11 2017-07-03
Sun Hung Kai Commodities Limited RO Dealing in Futures Contracts 2011-10-11 2017-07-03
Sun Hung Kai Forex Limited RE Leveraged Foreign Exchange Trading 2010-05-20 2017-07-03
SHK Fund Management Limited RE Asset Management 2012-03-13 2017-07-03
Shun Loong Securities Company Limited RO Dealing in Securities 2004-09-06 2017-04-25
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2009-08-12 2011-10-11
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2009-08-12 2011-08-11
Shun Loong Futures Limited RE Dealing in Futures Contracts 2004-10-05 2010-04-12
Shun Loong Securities Company Limited RE Dealing in Securities 2004-06-28 2004-09-06
Ever Blooming Securities Limited RO Dealing in Securities 2003-06-12 2004-06-16
Hua Nan Securities (HK) Limited RO Dealing in Securities 2003-04-01 2003-06-12
HSBC Broking Securities (Asia) Limited RO Dealing in Securities 2017-09-04
HSBC Broking Futures (Asia) Limited RO Dealing in Futures Contracts 2017-09-04
HSBC Broking Forex (Asia) Limited RO Leveraged Foreign Exchange Trading 2017-09-04
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2017-09-04

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