Hong Kong SFC licence holder AAV276, HO Kin Bor 何建波

These are the details that were found for SFC licence holder AAV276 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Huarong International Securities Limited RE Dealing in Securities 2016-03-24 2018-06-29
Huarong International Securities Limited RE Dealing in Futures Contracts 2016-03-24 2018-06-29
Sun International Securities Limited RE Dealing in Securities 2014-03-31 2016-02-29
Sun International Securities Limited RE Dealing in Futures Contracts 2014-03-31 2016-02-29
Zhongtai International Securities Limited RE Dealing in Securities 2013-11-29 2014-03-31
Zhongtai International Futures Limited RE Dealing in Futures Contracts 2013-11-29 2014-03-31
Rifa Securities Limited RE Dealing in Securities 2013-08-26 2013-11-15
Rifa Futures Limited RE Dealing in Futures Contracts 2013-08-26 2013-11-15
Success Securities Limited RE Dealing in Securities 2012-12-04 2013-08-03
Success Futures and Foreign Exchange Limited RE Dealing in Futures Contracts 2013-05-22 2013-08-03
China Investment Securities International Brokerage Limited RE Dealing in Securities 2012-06-01 2012-11-24
Ping An of China Securities (Hong Kong) Company Limited RE Dealing in Securities 2012-05-17 2012-05-24
Ping An of China Futures (Hong Kong) Company Limited RE Dealing in Futures Contracts 2012-05-17 2012-05-24
Haitong International Securities Company Limited RE Dealing in Securities 2012-01-13 2012-05-12
Haitong International Futures Limited RE Dealing in Futures Contracts 2012-02-27 2012-05-12
CMB International Securities Limited RE Dealing in Securities 2010-10-05 2011-12-31
CMB International Capital Holdings Corporation Limited RE Dealing in Securities 2010-02-25 2010-11-16
Guotai Junan Securities (Hong Kong) Limited RE Dealing in Securities 2008-10-03 2010-02-17
Guotai Junan Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2008-10-03 2010-02-17
Southwest Securities (HK) Brokerage Limited RE Dealing in Securities 2005-11-22 2008-10-01
Southwest Securities (HK) Futures Limited RE Dealing in Futures Contracts 2005-11-22 2008-10-01
BOCI Securities Limited RE Dealing in Securities 2003-04-01 2005-11-07
BOCI Bullion Company Limited RE Dealing in Securities 2003-10-28 2005-11-07
BOCI Securities Limited RE Dealing in Futures Contracts 2005-10-13 2005-11-07
BOCI Commodities & Futures Limited RE Dealing in Futures Contracts 2003-04-01 2005-11-07
BOCI Bullion Company Limited RE Providing Automated Trading Services 2003-10-28 2004-04-28
BOCI Securities Limited RE Advising on Securities 2003-04-01 2003-09-08
BOCI Commodities & Futures Limited RE Advising on Futures Contracts 2003-04-01 2003-09-08
BOCI Securities Limited RE Advising on Corporate Finance 2003-04-01 2003-09-08
BOCI Securities Limited RE Asset Management 2003-04-01 2003-09-08
BOCI Commodities & Futures Limited RE Asset Management 2003-04-01 2003-09-08
KGI Asia Limited RE Dealing in Securities 2018-07-04
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2018-07-04

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