Hong Kong SFC licence holder AAW170, YU Ka Leung 余家樑

These are the details that were found for SFC licence holder AAW170 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Sun Hung Kai Investment Services Limited RE Advising on Securities 2003-04-01 2004-01-07
Sun Hung Kai Commodities Limited RE Advising on Futures Contracts 2003-04-01 2004-01-07
Sun Hung Kai Investment Services Limited RE Advising on Corporate Finance 2003-04-01 2004-01-07
Sun Hung Kai Investment Services Limited RE Asset Management 2003-04-01 2004-01-07
Sun Hung Kai Commodities Limited RE Asset Management 2003-04-01 2004-01-07
Sun Hung Kai Investment Services Limited RE Providing Automated Trading Services 2003-04-01 2003-07-07
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2003-04-01
SHK Online (Securities) Limited RE Dealing in Securities 2014-12-31
China Everbright Securities (HK) Limited RE Dealing in Securities 2017-09-04
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2003-04-01
China Everbright Forex & Futures (HK) Limited RE Dealing in Futures Contracts 2017-09-04

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