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Hong Kong SFC licence holder ABE376
HUNG Kam Yu
洪錦儒

Below are the institutions that were found associated with SFC licence holder ABE376 on the SFC website.

Last updated: 2019-01-19 03:34:04

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
China Rise Securities Asset Management Company Limited RE Dealing in Securities 2013-10-02 2014-01-30
Emperor Securities Limited RE Dealing in Securities 2012-07-25 2013-09-25
Emperor Futures Limited RE Dealing in Futures Contracts 2012-07-25 2013-09-25
Lippo Securities Limited RE Dealing in Securities 2012-02-20 2012-06-30
Lippo Futures Limited RE Dealing in Futures Contracts 2012-02-20 2012-06-30
Huarong International Securities Limited RE Dealing in Securities 2010-06-24 2011-05-23
Huarong International Securities Limited RE Dealing in Futures Contracts 2010-07-26 2011-05-23
Beijing Securities Limited RE Dealing in Securities 2010-03-08 2010-06-15
Quest Stockbrokers (HK) Limited RE Dealing in Securities 2009-09-19 2009-10-01
Quest Stockbrokers (HK) Limited RO Dealing in Securities 2009-03-19 2009-09-19
CITIC Securities Brokerage (HK) Limited RE Dealing in Securities 2005-11-15 2009-02-14
CITIC Securities Futures (HK) Limited RE Dealing in Futures Contracts 2007-07-26 2009-02-14
Core Pacific - Yamaichi International (H.K.) Limited RE Dealing in Securities 2005-03-16 2005-09-27
Core Pacific-Yamaichi Securities (H.K.) Limited RE Dealing in Securities 2005-03-16 2005-09-27
China Reserve Securities Limited RE Dealing in Securities 2004-07-14 2004-10-12
Win Wind Securities Limited RE Dealing in Securities 2004-05-19 2004-07-12
Win Wind Securities Limited RE Advising on Securities 2004-05-19 2004-07-12
Win Wind Securities Limited RE Advising on Corporate Finance 2004-05-19 2004-07-12
Win Wind Securities Limited RE Asset Management 2004-05-19 2004-07-12
China Everbright Securities (HK) Limited RE Dealing in Securities 2004-02-16 2004-05-18
China Everbright Securities (HK) Limited RE Advising on Securities 2004-02-16 2004-05-18
China Everbright Securities (HK) Limited RE Advising on Corporate Finance 2004-02-16 2004-05-18
China Everbright Securities (HK) Limited RE Asset Management 2004-02-16 2004-05-18
JS Cresvale Securities International Limited RE Dealing in Securities 2003-04-01 2004-02-11
JS Cresvale Securities International Limited RE Advising on Securities 2003-04-01 2004-02-11
JS Cresvale Securities International Limited RE Advising on Corporate Finance 2003-04-01 2004-02-11
JS Cresvale Securities International Limited RE Providing Automated Trading Services 2003-04-01 2004-02-11
JS Cresvale Securities International Limited RE Asset Management 2003-04-01 2004-02-11
Alpha Financial Group Limited RE Dealing in Securities 2016-02-11

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