Hong Kong SFC licence holder ABP335, SO Kwok Keung 蘇國強

These are the details that were found for SFC licence holder ABP335 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Run Investment Services Limited RO Dealing in Securities 2016-12-28 2018-04-30
CIS Securities Asset Management Limited RO Dealing in Securities 2007-12-07 2016-12-10
CIS Securities Asset Management Limited RO Dealing in Futures Contracts 2008-12-24 2016-12-10
CIS Securities Asset Management Limited RO Advising on Securities 2008-12-24 2016-12-10
CIS Securities Asset Management Limited RO Asset Management 2013-04-23 2016-12-10
Convoy Asset Management Limited RE Asset Management 2010-06-22 2014-03-13
CIS Securities Asset Management Limited RE Asset Management 2013-01-30 2013-04-23
Alpha Financial Group Limited RO Dealing in Securities 2006-08-07 2007-09-30
Kim Eng Securities (Hong Kong) Limited RE Dealing in Securities 2004-01-19 2006-04-29
Kim Eng Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2004-01-19 2006-04-29
China Everbright Securities (HK) Limited RE Dealing in Securities 2003-09-05 2004-01-12
China Everbright Forex & Futures (HK) Limited RE Dealing in Futures Contracts 2003-09-05 2004-01-12
P.B. Global Asset Management Limited RO Advising on Securities 2018-05-02
P.B. Global Asset Management Limited RO Asset Management 2018-05-02

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