Hong Kong SFC licence holder ABQ771, CHING Yim Har 程焰霞

These are the details that were found for SFC licence holder ABQ771 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Oceanwide Securities Company Limited RE Dealing in Securities 2012-04-26 2013-06-29
Oceanwide Securities Company Limited RE Dealing in Futures Contracts 2012-04-26 2013-06-29
Oceanwide Securities Company Limited RE Advising on Securities 2012-04-26 2013-06-29
Phillip Securities (Hong Kong) Limited RE Dealing in Securities 2004-04-20 2012-04-01
Phillip Commodities (HK) Limited RE Dealing in Futures Contracts 2004-02-04 2012-04-01
Phillip Securities (Hong Kong) Limited RE Advising on Securities 2010-11-11 2012-04-01
Phillip Commodities (HK) Limited RE Advising on Futures Contracts 2010-10-15 2012-04-01
Zhongrong International Futures Co., Limited RE Dealing in Futures Contracts 2003-04-01 2004-01-17
AIM Y.K. Hui Investment Consultants Limited RE Advising on Securities 2003-04-01 2004-01-17
Zhongrong International Futures Co., Limited RE Advising on Futures Contracts 2003-04-01 2003-10-03
AIM Y.K. Hui Investment Consultants Limited RE Advising on Corporate Finance 2003-04-01 2003-10-03
Zhongrong International Futures Co., Limited RE Asset Management 2003-04-01 2003-10-03
AIM Y.K. Hui Investment Consultants Limited RE Asset Management 2003-04-01 2003-10-03

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