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Hong Kong SFC licence holder ABV516
LO Wai Yip
勞偉業

Below are the institutions that were found associated with SFC licence holder ABV516 on the SFC website.

Last updated: 2019-04-16 05:07:25

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
BOCI Securities Limited RE Dealing in Futures Contracts 2014-01-16
BOCI Securities Limited RE Advising on Securities 2018-09-06
BOCI Securities Limited RE Dealing in Securities 2014-01-16
BOCI Securities Limited RE Leveraged Foreign Exchange Trading 2014-01-16 2014-11-27
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2003-04-01 2013-12-20
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2003-04-01 2013-12-20
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2003-04-01 2013-12-20
HSBC Broking Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2013-01-22
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2003-04-01 2004-08-05
HSBC Broking Securities (Asia) Limited RE Asset Management 2003-04-01 2004-08-05
HSBC Broking Securities (Asia) Limited RE Advising on Corporate Finance 2003-04-01 2004-08-05
HSBC Broking Futures (Asia) Limited RE Advising on Futures Contracts 2003-04-01 2004-08-05
HSBC Broking Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-08-05
HSBC Broking Futures (Asia) Limited RE Asset Management 2003-04-01 2004-08-05
HSBC Broking Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-08-05
HSBC Broking Securities (Asia) Limited RE Providing Automated Trading Services 2003-04-01 2003-09-02

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