Hong Kong SFC licence holder ACB705, YIP Kin Ching, Johnson 葉健清

These are the details that were found for SFC licence holder ACB705 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Grand Tai Securities Limited RE Dealing in Securities 2014-03-21 2014-04-14
Grand Tai Securities Limited RE Dealing in Futures Contracts 2014-03-21 2014-04-14
Grand Tai Securities Limited RO Dealing in Securities 2011-09-14 2013-09-26
Grand Tai Securities Limited RO Dealing in Futures Contracts 2011-03-29 2013-09-26
Grand Tai Securities Limited RE Dealing in Securities 2011-03-21 2011-09-14
Grand Tai Securities Limited RE Dealing in Futures Contracts 2011-03-21 2011-03-29
Rifa Securities Limited RE Dealing in Securities 2009-08-06 2011-03-01
Rifa Futures Limited RE Dealing in Futures Contracts 2009-08-06 2011-03-01
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2006-02-03 2009-08-01
Shun Loong Securities Company Limited RE Dealing in Securities 2005-10-07 2009-08-01
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2006-02-03 2009-08-01
Shun Loong Futures Limited RE Dealing in Futures Contracts 2005-10-07 2009-08-01
First Shanghai Securities Limited RE Dealing in Securities 2003-05-26 2005-09-30
First Shanghai Futures Limited RE Dealing in Futures Contracts 2003-05-22 2005-09-30
First Shanghai Futures Limited RE Providing Automated Trading Services 2003-05-26 2003-09-05
First Shanghai Securities Limited RE Providing Automated Trading Services 2003-05-26 2003-09-02
Grand Tai Securities Limited RO Dealing in Securities 2014-04-14
Grand Tai Securities Limited RO Dealing in Futures Contracts 2014-04-14

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