Hong Kong SFC licence holder ACD954, POON Lung Sang 潘龍生

These are the details that were found for SFC licence holder ACD954 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
AXA China Region Investment Services Limited RE Dealing in Securities 2006-03-16 2007-11-01
AXA China Region Investment Services Limited RE Advising on Securities 2005-09-08 2007-11-01
FWD Life Insurance Company (Bermuda) Limited RE Advising on Securities 2004-08-05 2005-06-29
BOCI Securities Limited RE Dealing in Securities 2004-05-19 2004-06-01
BOCI Commodities & Futures Limited RE Dealing in Futures Contracts 2004-05-19 2004-06-01
Southwest Securities (HK) Brokerage Limited RE Dealing in Securities 2004-04-16 2004-05-03
Southwest Securities (HK) Futures Limited RE Dealing in Futures Contracts 2004-04-16 2004-05-03
Southwest Securities (HK) Asset Management Limited RE Advising on Securities 2004-02-09 2004-05-03
Network Financial Services Limited RE Advising on Securities 2003-06-05 2004-02-04
Lippo Securities Limited RE Dealing in Securities 2003-04-01 2003-04-17
Lippo Futures Limited RE Dealing in Futures Contracts 2003-04-01 2003-04-17
Lippo Securities Limited RE Advising on Securities 2003-04-01 2003-04-17
Lippo Futures Limited RE Advising on Futures Contracts 2003-04-01 2003-04-17
Lippo Securities Limited RE Advising on Corporate Finance 2003-04-01 2003-04-17
Lippo Futures Limited RE Asset Management 2003-04-01 2003-04-17
Lippo Securities Limited RE Asset Management 2003-04-01 2003-04-17

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