Hong Kong SFC licence holder ACG082, CHAN Pui Man, Kitty 陳蓓敏

These are the details that were found for SFC licence holder ACG082 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Hung Sing Securities Limited RO Advising on Securities 2017-09-28 2018-04-20
Hung Sing Securities Limited RE Asset Management 2013-04-16 2013-05-23
Lippo Securities Limited RE Dealing in Securities 2012-01-30 2013-03-23
Lippo Futures Limited RE Dealing in Futures Contracts 2012-01-30 2013-03-23
Lippo Asset Management (HK) Limited RO Asset Management 2012-03-05 2013-03-23
Oceanwide Securities Company Limited RE Dealing in Securities 2010-05-17 2011-12-30
Oceanwide Securities Company Limited RE Dealing in Futures Contracts 2010-05-17 2011-12-30
Oceanwide Securities Company Limited RE Asset Management 2010-05-17 2011-12-30
Oceanwide Asset Management Limited RO Asset Management 2010-06-30 2010-11-01
Oceanwide Asset Management Limited RE Asset Management 2010-05-17 2010-06-30
Celestial Securities Limited RE Dealing in Securities 2006-04-26 2010-05-01
Celestial Commodities Limited RE Dealing in Futures Contracts 2006-08-16 2010-05-01
CASH Asset Management Limited RE Asset Management 2007-12-11 2010-05-01
CASH Asset Management Limited RO Asset Management 2006-08-15 2007-12-11
CASH Asset Management Limited RE Asset Management 2006-04-21 2006-08-15
China Rich Asset Management Limited RO Advising on Securities 2003-04-01 2006-04-01
China Rich Asset Management Limited RO Asset Management 2003-04-01 2006-04-01
Hung Sing Securities Limited RE Dealing in Securities 2013-04-16
Hung Sing Futures Limited RE Dealing in Futures Contracts 2013-04-16
Hung Sing Securities Limited RO Asset Management 2013-05-23

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