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Hong Kong SFC licence holder ACJ620
KWOK Cheong Ping, Charles
郭昌平

Below are the institutions that were found associated with SFC licence holder ACJ620 on the SFC website.

Last updated: 2019-03-25 05:53:38

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
State Street Global Advisors Asia Limited RE Advising on Securities 2016-07-13 2019-01-21
State Street Global Advisors Asia Limited RE Dealing in Securities 2016-07-13 2019-01-21
State Street Global Advisors Asia Limited RE Advising on Futures Contracts 2016-07-13 2019-01-21
AllianceBernstein Hong Kong Limited RE Asset Management 2009-09-01 2011-03-28
AllianceBernstein Hong Kong Limited RE Advising on Futures Contracts 2009-09-25 2011-03-28
AllianceBernstein Hong Kong Limited RE Dealing in Securities 2009-09-25 2011-03-28
AllianceBernstein Hong Kong Limited RE Advising on Securities 2009-09-25 2011-03-28
Capital International, Inc. RE Asset Management 2006-07-07 2009-08-22
GAM Hong Kong Limited RE Asset Management 2005-06-08 2006-06-16
GAM Hong Kong Limited RE Dealing in Securities 2005-06-08 2006-06-16
GAM Hong Kong Limited RE Advising on Securities 2005-06-08 2006-06-16
HSBC Global Asset Management (Hong Kong) Limited RE Advising on Securities 2003-04-01 2005-05-30
HSBC Investment Funds (Hong Kong) Limited RE Dealing in Securities 2004-05-17 2005-05-30
HSBC Global Asset Management (Hong Kong) Limited RE Asset Management 2003-04-01 2005-05-30
HSBC Global Asset Management (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-04-06

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