Hong Kong SFC licence holder ACQ226, NG Ka Yin 吳家燕

These are the details that were found for SFC licence holder ACQ226 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Kwok Hing Securities Limited RE Dealing in Securities 2017-10-20 2018-08-01
Cantor Fitzgerald (Hong Kong) Capital Markets Limited RE Dealing in Securities 2015-07-31 2017-05-04
Instinet Pacific Limited RE Dealing in Securities 2006-02-01 2015-06-12
Instinet Pacific Limited RE Advising on Securities 2006-02-20 2015-06-12
Instinet Pacific Limited RE Providing Automated Trading Services 2006-02-20 2015-06-12
Instinet Alpha Trading Limited RE Dealing in Securities 2006-02-01 2007-03-01
Instinet Alpha Trading Limited RE Advising on Securities 2006-02-20 2007-03-01
Instinet Alpha Trading Limited RE Providing Automated Trading Services 2006-02-20 2007-03-01
SG Securities (HK) Limited RE Dealing in Securities 2005-11-17 2006-01-19
Kim Eng Securities (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2005-11-12
Kim Eng Securities (Hong Kong) Limited RE Advising on Securities 2003-04-01 2003-07-09
Kim Eng Securities (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2003-07-09
Kim Eng Securities (Hong Kong) Limited RE Asset Management 2003-04-01 2003-07-09
HSBC Securities Brokers (Asia) Limited RE Dealing in Securities 2018-09-13

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