Hong Kong SFC licence holder ACX643, PUN Tze Miu 潘子苗

These are the details that were found for SFC licence holder ACX643 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
China Investment Securities International Brokerage Limited RE Dealing in Securities 2014-04-17 2014-07-02
China Investment Securities International Futures Limited RE Dealing in Futures Contracts 2014-04-17 2014-07-02
Ping An of China Securities (Hong Kong) Company Limited RE Dealing in Securities 2012-06-25 2014-04-04
Ping An of China Futures (Hong Kong) Company Limited RE Dealing in Futures Contracts 2012-06-25 2014-04-04
RHB Securities Hong Kong Limited RE Dealing in Securities 2011-11-14 2012-06-19
RHB Futures Hong Kong Limited RE Dealing in Futures Contracts 2011-11-14 2012-06-19
Lippo Securities Limited RE Dealing in Securities 2006-09-22 2011-08-12
Lippo Futures Limited RE Dealing in Futures Contracts 2003-04-01 2011-08-12
Lippo Futures Limited RE Advising on Futures Contracts 2003-04-01 2005-01-24
Lippo Futures Limited RE Asset Management 2003-04-01 2005-01-24
China Investment Securities International Brokerage Limited RO Dealing in Securities 2014-07-02
China Investment Securities International Futures Limited RO Dealing in Futures Contracts 2014-07-02

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