Hong Kong SFC licence holder ADC330, CHAN Hin Man 陳獻文

These are the details that were found for SFC licence holder ADC330 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
CITIC Securities Futures (HK) Limited RE Dealing in Futures Contracts 2012-12-24 2013-12-18
CITIC Securities Futures (HK) Limited RE Dealing in Futures Contracts 2006-04-10 2008-12-01
Lippo Securities Limited RE Dealing in Securities 2003-04-01 2006-03-31
Lippo Futures Limited RE Dealing in Futures Contracts 2003-04-01 2006-03-31
Lippo Securities Limited RE Advising on Securities 2003-04-01 2005-01-20
Lippo Futures Limited RE Advising on Futures Contracts 2003-04-01 2005-01-20
Lippo Securities Limited RE Advising on Corporate Finance 2003-04-01 2005-01-20
Lippo Futures Limited RE Asset Management 2003-04-01 2005-01-20
Lippo Securities Limited RE Asset Management 2003-04-01 2005-01-20
CITIC Securities Brokerage (HK) Limited RE Dealing in Securities 2006-04-10
CITIC Securities Futures (HK) Limited RE Dealing in Futures Contracts 2014-01-13

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