Hong Kong SFC licence holder ADG929, LUK Ka Fat 陸家發

These are the details that were found for SFC licence holder ADG929 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Piper Jaffray Asia Securities Limited RE Advising on Securities 2007-02-13 2007-05-19
3V Capital Limited RO Advising on Securities 2005-07-18 2007-02-08
China Everbright Research Limited RO Advising on Securities 2004-03-18 2005-06-27
China Everbright Research Limited RE Advising on Securities 2003-10-22 2004-03-18
Nexus Investment Management Limited RE Advising on Securities 2011-03-16
Nexus Investment Management Limited RE Asset Management 2011-03-16

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