Hong Kong SFC licence holder ADJ878, AU Chi Ying 區姿瑩

These are the details that were found for SFC licence holder ADJ878 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Tanrich Asia-Pac Asset Management (Asia) Limited RE Asset Management 2017-07-04 2017-08-30
Jaala Asset Management Limited RO Asset Management 2014-05-27 2017-06-17
Yuanta Securities (Hong Kong) Company Limited RO Asset Management 2012-06-14 2014-04-30
Polaris Securities (Hong Kong) Limited RO Asset Management 2011-06-29 2014-04-30
Axiom Investment Management Limited RO Advising on Securities 2004-05-31 2007-01-02
Axiom Investment Management Limited RO Advising on Futures Contracts 2004-05-31 2007-01-02
Axiom Investment Management Limited RO Asset Management 2004-05-31 2007-01-02
Axiom Investment Management Limited RE Advising on Securities 2003-04-01 2004-05-31
Axiom Investment Management Limited RE Advising on Corporate Finance 2003-04-01 2004-05-31
Axiom Investment Management Limited RE Asset Management 2003-04-01 2004-05-31
Tanrich Asia-Pac Asset Management (Asia) Limited RO Asset Management 2017-08-30

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