These are the details that were found for SFC licence holder ADO049 on the SFC website.
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Key for Role: RE = Representative, RO = Responsible Officer
| Institution | Role | Activity | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | RE | Dealing in Securities | 2012-06-22 | 2013-10-11 |
| Polaris Securities (Hong Kong) Limited | RE | Dealing in Securities | 2010-11-29 | 2013-10-11 |
| Yuanta Securities (Hong Kong) Company Limited | RE | Dealing in Futures Contracts | 2012-06-22 | 2013-10-11 |
| Polaris Securities (Hong Kong) Limited | RE | Dealing in Futures Contracts | 2010-11-29 | 2013-10-11 |
| Alpha Securities Company Limited | RE | Dealing in Securities | 2003-04-01 | 2003-11-30 |
| Alpha Futures Company Limited | RE | Dealing in Futures Contracts | 2003-04-01 | 2003-11-30 |
| Alpha Securities Company Limited | RE | Advising on Securities | 2003-04-01 | 2003-11-30 |
| Alpha Futures Company Limited | RE | Advising on Futures Contracts | 2003-04-01 | 2003-11-30 |
| Alpha Securities Company Limited | RE | Advising on Corporate Finance | 2003-04-01 | 2003-11-30 |
| Alpha Securities Company Limited | RE | Asset Management | 2003-04-01 | 2003-11-30 |
| Alpha Futures Company Limited | RE | Asset Management | 2003-04-01 | 2003-11-30 |
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