Hong Kong SFC licence holder AEA289, CHU Yik Shan 朱憶山

These are the details that were found for SFC licence holder AEA289 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Goldenway Investments (HK) Limited RO Dealing in Futures Contracts 2016-02-18 2018-03-05
Goldenway Investments (HK) Limited RE Leveraged Foreign Exchange Trading 2015-01-16 2018-03-05
Goldenway Investments (HK) Limited RE Dealing in Futures Contracts 2015-01-16 2016-02-18
Oceanwide Securities Company Limited RE Dealing in Futures Contracts 2014-03-27 2014-11-14
Wing Fung Futures Limited RO Dealing in Futures Contracts 2006-09-14 2011-05-19
Wing Fung Forex Limited RO Leveraged Foreign Exchange Trading 2009-01-08 2011-05-19
Wing Fung Futures Limited RE Dealing in Futures Contracts 2006-09-01 2006-09-14
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2006-02-17 2006-08-02
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2003-04-01 2006-08-02
HSBC Broking Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2004-04-16
HSBC Broking Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-04-16
HSBC Broking Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-04-16

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