Hong Kong SFC licence holder AEA619, CHAU Man Fai, Eric 周民輝

These are the details that were found for SFC licence holder AEA619 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Credit Suisse (Hong Kong) Limited RE Advising on Securities 2015-10-29 2015-11-19
SG Securities (HK) Limited RE Dealing in Securities 2010-01-25 2015-07-24
SG Securities (HK) Limited RE Dealing in Futures Contracts 2010-01-25 2015-07-24
SG Securities (HK) Limited RE Providing Automated Trading Services 2010-02-10 2015-07-24
Paribas Asia Equity Limited (trading as Paribas) RE Dealing in Securities 2007-12-28 2009-09-04
BNP Paribas Securities (Asia) Limited RE Dealing in Securities 2007-12-28 2009-09-04
BNP Paribas Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2007-12-28 2009-09-04
Haitong International Securities Company Limited RE Dealing in Securities 2005-08-11 2007-12-11
Haitong International Futures Limited RE Dealing in Futures Contracts 2005-08-11 2007-12-11
South China Securities Limited RE Dealing in Securities 2003-04-01 2005-08-10
South China Commodities Limited RE Dealing in Futures Contracts 2003-04-01 2005-08-10
South China Securities Limited RE Advising on Securities 2003-04-01 2004-01-16
South China Commodities Limited RE Advising on Futures Contracts 2003-04-01 2004-01-16
South China Securities Limited RE Advising on Corporate Finance 2003-04-01 2004-01-16
South China Securities Limited RE Providing Automated Trading Services 2003-04-01 2004-01-16
South China Securities Limited RE Asset Management 2003-04-01 2004-01-16
South China Commodities Limited RE Asset Management 2003-04-01 2004-01-16
Credit Suisse (Hong Kong) Limited RE Dealing in Securities 2015-10-29
Credit Suisse Securities (Hong Kong) Limited RE Dealing in Securities 2015-10-29
Credit Suisse (Hong Kong) Limited RE Dealing in Futures Contracts 2015-10-29

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