Hong Kong SFC licence holder AEC408, CHAN Ka Leung 陳嘉亮

These are the details that were found for SFC licence holder AEC408 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Sheng Yuan Securities Limited RO Dealing in Securities 2017-11-17 2018-06-15
Sheng Yuan Securities Limited RO Dealing in Futures Contracts 2017-11-17 2018-06-15
Cathay Securities (Hong Kong) Limited RO Dealing in Securities 2016-08-02 2017-10-13
Cathay Securities (Hong Kong) Limited RE Advising on Securities 2016-08-02 2017-10-13
TC Concord Securities Limited RO Dealing in Securities 2014-03-10 2016-01-31
TC Concord Securities Limited RO Dealing in Futures Contracts 2014-03-10 2016-01-31
TC Concord Securities Limited RE Dealing in Securities 2013-02-08 2014-03-10
TC Concord Securities Limited RE Dealing in Futures Contracts 2013-02-08 2014-03-10
RHB Securities Hong Kong Limited RE Dealing in Securities 2012-07-31 2013-02-03
RHB Futures Hong Kong Limited RE Dealing in Futures Contracts 2012-07-31 2013-02-03
Rifa Securities Limited RE Dealing in Securities 2009-09-08 2012-04-02
Rifa Futures Limited RE Dealing in Futures Contracts 2009-10-08 2012-04-02
Polaris Capital (Asia) Limited RE Dealing in Securities 2007-04-19 2009-08-31
VC Brokerage Limited RE Dealing in Securities 2003-04-01 2007-04-05
VC Futures Limited RE Dealing in Futures Contracts 2003-04-01 2007-04-05
VC Brokerage Limited RE Advising on Securities 2003-04-01 2004-06-08
VC Futures Limited RE Advising on Futures Contracts 2003-04-01 2004-06-08
VC Brokerage Limited RE Advising on Corporate Finance 2003-04-01 2004-06-08
VC Brokerage Limited RE Asset Management 2003-04-01 2004-06-08
VC Futures Limited RE Asset Management 2003-04-01 2004-06-08
VC Brokerage Limited RE Providing Automated Trading Services 2003-04-01 2003-08-26
Beevest Securities Limited RO Dealing in Securities 2018-09-05
Beevest Securities Limited RO Dealing in Futures Contracts 2018-07-31
Beevest Securities Limited RO Advising on Securities 2018-09-05

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