Hong Kong SFC licence holder AED718, SUM Poon Yun, Johnny 岑本訢

These are the details that were found for SFC licence holder AED718 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Gold Dragon Worldwide Asset Management Limited RO Advising on Securities 2017-11-30 2018-02-09
Gold Dragon Worldwide Asset Management Limited RO Asset Management 2017-11-30 2018-02-09
Zhongrong International Securities Company Limited RE Dealing in Securities 2016-11-14 2017-03-12
Zhongrong International Futures Co., Limited RE Dealing in Futures Contracts 2016-11-14 2017-03-12
Zhongrong International Securities Company Limited RO Advising on Securities 2017-01-17 2017-03-12
Zhongrong International Investment Consulting Company Limited RE Advising on Futures Contracts 2016-11-14 2017-03-12
Zhongrong International Asset Management Company Limited RO Asset Management 2016-11-14 2017-03-12
Zhongrong International Securities Company Limited RE Advising on Securities 2016-11-14 2017-01-17
Kingdom Investment Managers Limited RE Asset Management 2013-11-13 2016-08-09
JS Cresvale Capital Limited RE Asset Management 2012-03-12 2013-05-16
Galaxy Asset Management (H.K.) Limited RE Asset Management 2011-01-27 2011-09-15
CSC Securities (HK) Limited RO Dealing in Securities 2004-11-19 2006-07-14
CSC Financial Services Limited RO Dealing in Securities 2004-11-19 2006-07-14
CSC Securities (HK) Limited RO Dealing in Futures Contracts 2004-11-19 2006-07-14
CSC Futures (HK) Limited RO Dealing in Futures Contracts 2004-11-19 2006-07-14
CSC Securities (HK) Limited RE Dealing in Securities 2004-09-10 2004-11-19
CSC Securities (HK) Limited RE Dealing in Futures Contracts 2004-09-10 2004-11-19
CSC Futures (HK) Limited RE Dealing in Futures Contracts 2004-09-10 2004-11-19
SBI China Capital Securities Limited RO Dealing in Securities 2003-04-01 2004-09-08
SBI China Capital Financial Services Limited RO Dealing in Securities 2003-04-01 2004-09-08
SBI China Capital Commodities Limited RO Dealing in Futures Contracts 2003-04-01 2004-09-08

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