Hong Kong SFC licence holder AEK796, YIP Kai Chi 葉啟志

These are the details that were found for SFC licence holder AEK796 on the SFC website.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Stockwell Securities Limited RE Dealing in Securities 2011-06-30 2015-09-14
Stockwell Commodities Limited RE Dealing in Futures Contracts 2012-06-01 2015-09-14
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2008-05-30 2011-06-09
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2008-05-30 2011-06-09
Sun Hung Kai Forex Limited RE Leveraged Foreign Exchange Trading 2008-08-26 2011-06-09
Southwest Securities (HK) Brokerage Limited RE Dealing in Securities 2007-09-19 2008-05-29
Southwest Securities (HK) Futures Limited RE Dealing in Futures Contracts 2003-04-01 2008-05-29
Southwest Securities (HK) Futures Limited RE Advising on Futures Contracts 2003-04-01 2004-02-27
Southwest Securities (HK) Futures Limited RE Asset Management 2003-04-01 2004-02-27
Huarong International Securities Limited RE Dealing in Securities 2015-09-17
Huarong International Securities Limited RE Dealing in Futures Contracts 2015-09-17

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below: