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Hong Kong SFC licence holder AEK796
YIP Kai Chi
葉啟志

Below are the institutions that were found associated with SFC licence holder AEK796 on the SFC website.

Last updated: 2019-01-19 09:14:17

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Stockwell Securities Limited RE Dealing in Securities 2011-06-30 2015-09-14
Stockwell Commodities Limited RE Dealing in Futures Contracts 2012-06-01 2015-09-14
Sun Hung Kai Investment Services Limited RE Dealing in Securities 2008-05-30 2011-06-09
Sun Hung Kai Commodities Limited RE Dealing in Futures Contracts 2008-05-30 2011-06-09
Sun Hung Kai Forex Limited RE Leveraged Foreign Exchange Trading 2008-08-26 2011-06-09
Southwest Securities (HK) Brokerage Limited RE Dealing in Securities 2007-09-19 2008-05-29
Southwest Securities (HK) Futures Limited RE Dealing in Futures Contracts 2003-04-01 2008-05-29
Southwest Securities (HK) Futures Limited RE Advising on Futures Contracts 2003-04-01 2004-02-27
Southwest Securities (HK) Futures Limited RE Asset Management 2003-04-01 2004-02-27
Huarong International Securities Limited RE Dealing in Securities 2015-09-17
Huarong International Securities Limited RE Dealing in Futures Contracts 2015-09-17

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