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Hong Kong SFC licence holder AEM823
LEE Hin Kwong, Patrick
李憲光

Below are the institutions that were found associated with SFC licence holder AEM823 on the SFC website.

Last updated: 2019-01-19 05:32:40

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2003-04-01 2006-06-03
HSBC Broking Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2003-04-01 2006-06-03
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2003-04-01 2006-06-03
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2003-04-01 2006-06-03
HSBC Broking Securities (Asia) Limited RE Advising on Securities 2003-04-01 2004-08-05
HSBC Broking Futures (Hong Kong) Limited RE Advising on Futures Contracts 2003-04-01 2004-08-05
HSBC Broking Futures (Asia) Limited RE Advising on Futures Contracts 2003-04-01 2004-08-05
HSBC Broking Securities (Asia) Limited RE Advising on Corporate Finance 2003-04-01 2004-08-05
HSBC Broking Futures (Hong Kong) Limited RE Asset Management 2003-04-01 2004-08-05
HSBC Broking Futures (Asia) Limited RE Asset Management 2003-04-01 2004-08-05
HSBC Broking Securities (Asia) Limited RE Asset Management 2003-04-01 2004-08-05
HSBC Broking Securities (Asia) Limited RE Providing Automated Trading Services 2003-04-01 2003-09-02

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