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Hong Kong SFC licence holder AES117
MA Johnny Bun Wah
馬斌華

Below are the institutions that were found associated with SFC licence holder AES117 on the SFC website.

Last updated: 2019-01-19 07:20:55

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
KGI Asia Limited RE Dealing in Securities 2017-02-02 2017-10-02
BOCOM International Securities Limited RE Dealing in Securities 2009-07-20 2017-01-23
BOCOM International Securities Limited RE Dealing in Futures Contracts 2009-07-20 2017-01-23
Glory Sky Global Markets Limited RE Dealing in Securities 2009-05-11 2009-07-08
Glory Sky Global Markets Limited RE Dealing in Futures Contracts 2009-05-11 2009-07-08
RHB Securities Hong Kong Limited RE Dealing in Securities 2007-10-18 2009-05-05
RHB Futures Hong Kong Limited RE Dealing in Futures Contracts 2007-10-18 2009-05-05
Cinda International Securities Limited RE Dealing in Securities 2007-03-16 2007-10-15
Cinda International Futures Limited RE Dealing in Futures Contracts 2007-03-16 2007-10-15
China Tonghai Securities Limited RE Dealing in Securities 2004-11-16 2007-02-28
China Tonghai Securities Limited RE Dealing in Futures Contracts 2004-11-16 2007-02-28
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2004-08-24 2004-10-29
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2004-08-24 2004-10-29
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2004-10-20 2004-10-29
FT Securities Limited RE Dealing in Securities 2003-09-24 2004-08-06
Jefferies Bache (Hong Kong) Limited RE Dealing in Futures Contracts 2004-04-20 2004-08-06
RBC Investment Management (Asia) Limited RE Dealing in Securities 2003-04-01 2003-09-24
RBC Investment Management (Asia) Limited RE Advising on Securities 2003-04-01 2003-09-22
RBC Investment Management (Asia) Limited RE Advising on Corporate Finance 2003-04-01 2003-09-22
RBC Investment Management (Asia) Limited RE Asset Management 2003-04-01 2003-09-22
KGI Asia Limited RE Dealing in Securities 2017-10-03
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2017-02-02
KGI Asia Limited RE Advising on Securities 2018-08-22

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