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Hong Kong SFC licence holder AEZ574
WONG Lai San
王麗珊

Below are the institutions that were found associated with SFC licence holder AEZ574 on the SFC website.

Last updated: 2019-01-19 08:49:26

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Brown Brothers Harriman (Hong Kong) Limited RO Dealing in Securities 2004-11-08 2011-03-31
Brown Brothers Harriman (Hong Kong) Limited RO Advising on Securities 2004-11-08 2011-03-31
Brown Brothers Harriman (Hong Kong) Limited RO Asset Management 2004-11-08 2008-07-09
Brown Brothers Harriman (Hong Kong) Limited RE Advising on Securities 2003-04-01 2004-11-08
Brown Brothers Harriman (Hong Kong) Limited RE Asset Management 2003-04-01 2004-11-08
Brown Brothers Harriman (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2004-10-07
Brown Brothers Harriman (Hong Kong) Limited RE Dealing in Securities 2013-02-14
Brown Brothers Harriman (Hong Kong) Limited RE Leveraged Foreign Exchange Trading 2016-02-11

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