Hong Kong SFC licence holder AFA763, LAU Chi Wai 劉志偉

These are the details that were found for SFC licence holder AFA763 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
KGI Asia Limited RE Dealing in Securities 2008-06-06 2017-10-02
China Everbright Securities (HK) Limited RE Dealing in Securities 2003-04-01 2008-05-31
China Everbright Forex & Futures (HK) Limited RE Dealing in Futures Contracts 2003-06-10 2008-05-31
China Everbright Securities (HK) Limited RE Advising on Securities 2003-04-01 2003-05-09
China Everbright Securities (HK) Limited RE Advising on Corporate Finance 2003-04-01 2003-05-09
China Everbright Securities (HK) Limited RE Providing Automated Trading Services 2003-04-01 2003-05-09
China Everbright Securities (HK) Limited RE Asset Management 2003-04-01 2003-05-09
KGI Asia Limited RE Dealing in Securities 2017-10-03
KGI Futures (Hong Kong) Limited RE Dealing in Futures Contracts 2008-06-06

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