Hong Kong SFC licence holder AFE706, TSE Siu Hung, Joseph 謝少雄

These are the details that were found for SFC licence holder AFE706 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Brown Brothers Harriman (Hong Kong) Limited RO Dealing in Securities 2003-04-01 2014-03-31
Brown Brothers Harriman (Hong Kong) Limited RO Leveraged Foreign Exchange Trading 2011-05-11 2014-03-31
Brown Brothers Harriman (Hong Kong) Limited RO Advising on Securities 2003-04-01 2014-03-31
Brown Brothers Harriman (Hong Kong) Limited RO Asset Management 2003-04-01 2008-07-09
Brown Brothers Harriman (Hong Kong) Limited RO Advising on Corporate Finance 2003-04-01 2004-10-08

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