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Hong Kong SFC licence holder AFE706
TSE Siu Hung, Joseph
謝少雄

Below are the institutions that were found associated with SFC licence holder AFE706 on the SFC website.

Last updated: 2019-01-22 03:04:30

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Brown Brothers Harriman (Hong Kong) Limited RO Dealing in Securities 2003-04-01 2014-03-31
Brown Brothers Harriman (Hong Kong) Limited RO Leveraged Foreign Exchange Trading 2011-05-11 2014-03-31
Brown Brothers Harriman (Hong Kong) Limited RO Advising on Securities 2003-04-01 2014-03-31
Brown Brothers Harriman (Hong Kong) Limited RO Asset Management 2003-04-01 2008-07-09
Brown Brothers Harriman (Hong Kong) Limited RO Advising on Corporate Finance 2003-04-01 2004-10-08

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