Hong Kong SFC licence holder AFM505, TAO Tak Yin, Dexter 陶德賢

These are the details that were found for SFC licence holder AFM505 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Merrill Lynch (Asia Pacific) Limited RE Dealing in Securities 2007-07-17 2013-04-27
Merrill Lynch Far East Limited RE Dealing in Securities 2007-07-17 2013-04-27
Merrill Lynch (Asia Pacific) Limited RE Advising on Securities 2007-07-17 2013-04-27
Merrill Lynch Far East Limited RE Advising on Securities 2007-07-17 2013-04-27
Merrill Lynch (Asia Pacific) Limited RE Advising on Corporate Finance 2007-07-04 2013-04-27
Merrill Lynch Far East Limited RE Advising on Corporate Finance 2007-07-04 2013-04-27
Polaris Capital (Asia) Limited RO Advising on Corporate Finance 2007-03-02 2007-06-23
Polaris Securities (Hong Kong) Limited RO Advising on Corporate Finance 2003-12-01 2007-01-01
WAG Financial Services Group Limited RE Advising on Securities 2003-04-01 2003-09-20
WAG Financial Services Group Limited RE Advising on Corporate Finance 2003-04-01 2003-09-20

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