Hong Kong SFC licence holder AFT119, TSUI Chi Fung, Roger 徐志豐

These are the details that were found for SFC licence holder AFT119 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
CITIC Securities Brokerage (HK) Limited RE Dealing in Securities 2010-10-21 2011-10-15
ABCI Securities Company Limited RE Dealing in Securities 2009-08-04 2010-10-17
ABCI Securities Company Limited RE Advising on Securities 2009-08-04 2010-10-17
RHB Securities Hong Kong Limited RE Dealing in Securities 2009-01-20 2009-03-31
RHB Futures Hong Kong Limited RE Dealing in Futures Contracts 2009-02-09 2009-03-31
RHB Securities Hong Kong Limited RE Advising on Securities 2009-02-09 2009-03-31
China Everbright Securities (HK) Limited RE Dealing in Securities 2008-02-12 2008-07-26
China Everbright Capital Limited RE Dealing in Securities 2008-02-12 2008-07-26
Louis Capital Markets (Hong Kong) Limited RE Dealing in Securities 2007-04-10 2007-07-25
Bear Stearns Asia Limited RE Dealing in Securities 2003-04-01 2007-03-09
Bear Stearns Asia Limited RE Advising on Securities 2003-04-01 2007-03-09
Bear Stearns Asia Limited RE Advising on Corporate Finance 2003-04-01 2007-03-09
Bear Stearns Asia Limited RE Providing Automated Trading Services 2003-04-01 2007-03-09
Bear Stearns Hong Kong Limited RE Dealing in Futures Contracts 2003-04-01 2004-12-09
Bear Stearns Hong Kong Limited RE Advising on Futures Contracts 2003-04-01 2004-12-09
Bear Stearns Hong Kong Limited RE Asset Management 2003-04-01 2004-12-09
Bear Stearns Asia Limited RE Asset Management 2003-04-01 2004-12-09

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