Hong Kong SFC licence holder AFU622, HUI Kwan Yue, Judy 許坤茹

These are the details that were found for SFC licence holder AFU622 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
BOCI Commodities & Futures Limited RE Dealing in Futures Contracts 2005-11-16 2011-01-27
Lippo Securities Limited RE Dealing in Securities 2004-12-30 2005-10-31
Lippo Futures Limited RE Dealing in Futures Contracts 2004-12-30 2005-10-31
China Merchants Securities (HK) Co., Limited RE Dealing in Securities 2003-04-01 2003-07-31
China Merchants Futures (HK) Co., Limited RE Dealing in Futures Contracts 2003-04-01 2003-07-31
China Merchants Securities (HK) Co., Limited RE Advising on Securities 2003-04-01 2003-07-31
China Merchants Futures (HK) Co., Limited RE Advising on Futures Contracts 2003-04-01 2003-07-31
China Merchants Securities (HK) Co., Limited RE Advising on Corporate Finance 2003-04-01 2003-07-31
China Merchants Securities (HK) Co., Limited RE Providing Automated Trading Services 2003-04-01 2003-07-31
China Merchants Futures (HK) Co., Limited RE Providing Automated Trading Services 2003-04-01 2003-07-31
China Merchants Securities (HK) Co., Limited RE Asset Management 2003-04-01 2003-07-31
China Merchants Futures (HK) Co., Limited RE Asset Management 2003-04-01 2003-07-31
BOCI Securities Limited RE Dealing in Securities 2005-11-16
BOCI Securities Limited RE Dealing in Futures Contracts 2005-11-16

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