Hong Kong SFC licence holder AGD589, CHENG Wai Lam, James 鄭暐霖

These are the details that were found for SFC licence holder AGD589 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Rifa Securities Limited RO Dealing in Securities 2010-01-07 2013-01-18
Rifa Futures Limited RE Dealing in Futures Contracts 2009-05-14 2013-01-18
TFI Asset Management Limited RO Advising on Securities 2010-04-30 2013-01-18
Rifa Securities Limited RE Dealing in Securities 2008-09-22 2010-01-07
NFH Securities and Futures Limited RO Dealing in Securities 2017-06-13
NFH Securities and Futures Limited RO Dealing in Futures Contracts 2017-06-13
NFH Asset Management Limited RO Advising on Securities 2017-06-13
NFH Securities and Futures Limited RO Advising on Futures Contracts 2017-06-13
NFH Corporate Finance Limited RO Advising on Corporate Finance 2017-06-13
NFH Asset Management Limited RO Asset Management 2017-06-13

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