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Hong Kong SFC licence holder AGJ907
CHAN Chun Man
陳俊文

Below are the institutions that were found associated with SFC licence holder AGJ907 on the SFC website.

Last updated: 2019-01-22 09:40:18

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
BEA Union Investment Management Limited RE Dealing in Securities 2010-05-17 2012-03-31
BEA Union Investment Management Limited RE Advising on Securities 2010-05-17 2012-03-31
Allianz Global Investors Hong Kong Limited RE Dealing in Securities 2009-08-17 2010-05-01
Capital International, Inc. RE Dealing in Securities 2007-07-31 2009-07-01
Capital International, Inc. RE Asset Management 2007-03-19 2009-07-01
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) RE Asset Management 2006-02-07 2007-03-01
Legg Mason Asset Management Hong Kong Limited RE Asset Management 2006-02-07 2007-03-01
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) RE Dealing in Securities 2006-02-07 2007-02-27
Legg Mason Asset Management Hong Kong Limited RO Dealing in Securities 2006-07-27 2007-02-27
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) RE Advising on Securities 2006-02-07 2007-02-27
Legg Mason Asset Management Hong Kong Limited RO Advising on Securities 2006-07-27 2007-02-27
Legg Mason Asset Management Hong Kong Limited RE Dealing in Securities 2006-02-07 2006-07-27
Legg Mason Asset Management Hong Kong Limited RE Advising on Securities 2006-02-07 2006-07-27
Schroder Investment Management (Hong Kong) Limited RE Dealing in Securities 2003-04-01 2005-08-29
Schroder Investment Management (Hong Kong) Limited RE Advising on Securities 2003-04-01 2003-06-25
Schroder Investment Management (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2003-06-25
Schroder Investment Management (Hong Kong) Limited RE Asset Management 2003-04-01 2003-06-25
State Street Global Advisors Asia Limited RE Dealing in Securities 2012-04-30
State Street Global Advisors Asia Limited RE Advising on Securities 2012-04-30

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