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Hong Kong SFC licence holder AGL379
NG Ka Fung
吳家鳳

Below are the institutions that were found associated with SFC licence holder AGL379 on the SFC website.

Last updated: 2019-01-19 07:36:20

Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2014-03-12 2014-10-03
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2014-04-25 2014-10-03
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2014-08-14 2014-10-03
BOCOM International Securities Limited RE Dealing in Securities 2008-05-21 2014-02-27
BOCOM International Securities Limited RE Dealing in Futures Contracts 2009-01-14 2010-11-30

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