Hong Kong SFC licence holder AGS453, CHAN Man Sum, Ivan 陳文深

These are the details that were found for SFC licence holder AGS453 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Taiping Securities (HK) Co Limited RE Dealing in Securities 2014-01-14 2014-01-31
Taiping Capital Limited RO Advising on Corporate Finance 2013-04-12 2014-01-31
Guotai Junan Securities (Hong Kong) Limited RE Dealing in Securities 2008-07-08 2012-10-08
Guotai Junan Capital Limited RO Advising on Corporate Finance 2008-07-08 2012-10-08
Guotai Junan Capital Limited RE Advising on Corporate Finance 2006-09-27 2008-07-08
Stanhill (Hong Kong) Limited RE Advising on Corporate Finance 2004-06-10 2004-08-10
Guotai Junan Capital Limited RE Advising on Corporate Finance 2003-04-01 2004-05-22
Guotai Junan Securities (Hong Kong) Limited RE Advising on Securities 2003-04-01 2003-12-30
Guotai Junan Securities (Hong Kong) Limited RE Advising on Corporate Finance 2003-04-01 2003-12-30
Guotai Junan Securities (Hong Kong) Limited RE Asset Management 2003-04-01 2003-12-30

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