Hong Kong SFC licence holder AHP543, CHEN Yung, Lawrence 鄭勇

These are the details that were found for SFC licence holder AHP543 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
CCB International Securities Limited RE Advising on Securities 2014-04-22 2014-09-02
Taiping Securities (HK) Co Limited RE Dealing in Securities 2013-11-14 2014-04-07
Taiping Assets Management (HK) Company Limited RE Advising on Securities 2013-11-14 2014-04-07
Taiping Assets Management (HK) Company Limited RE Asset Management 2013-11-14 2014-04-07
Standard Chartered Securities (Hong Kong) Limited RE Dealing in Securities 2008-05-13 2010-03-22
Standard Chartered Securities (Hong Kong) Limited RE Advising on Securities 2008-04-25 2010-03-22
Fox-Pitt, Kelton (Asia) Limited RE Advising on Securities 2006-08-22 2008-04-06
HSBC Securities (Asia) Limited RE Advising on Securities 2003-04-01 2004-09-03
HSBC Securities (Asia) Limited RE Advising on Corporate Finance 2003-04-01 2003-12-10
HSBC Securities (Asia) Limited RE Asset Management 2003-04-01 2003-12-10
CCB International Securities Limited RO Advising on Securities 2014-09-02

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