Hong Kong SFC licence holder AHS157, OEY Ching Tat 黃正達

These are the details that were found for SFC licence holder AHS157 on the SFC website.

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Key for Role: RE = Representative, RO = Responsible Officer

Institution Role Activity Start date End date
Topaz Financial Group Limited RO Dealing in Securities 2012-10-12 2016-07-28
Topaz Financial Group Limited RO Dealing in Futures Contracts 2012-10-12 2016-07-28
Topaz Capital Management Limited RO Asset Management 2014-02-11 2016-07-28
HSBC Broking Securities (Asia) Limited RE Dealing in Securities 2006-05-23 2011-05-11
HSBC Broking Futures (Asia) Limited RE Dealing in Futures Contracts 2006-05-23 2011-05-11
HSBC Broking Forex (Asia) Limited RE Leveraged Foreign Exchange Trading 2006-07-31 2011-05-11
Beijing Shoutong Asset Management Limited RO Asset Management 2018-03-21

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